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Advisor at CANTERBURY TOLLGATE
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CANTERBURY TOLLGATE | State registered | Apr 12, 2019 | n/a | yes | BRENTWOOD, TN | Current employment |
| SPOTLIGHT ASSET GROUP | Former SEC adviser | Sep 16, 2017 | Jun 21, 2018 | no | Brentwood, TN | Previous registration |
| CAPITAL MARKETS IQ, LLC | Independent wealth | Sep 9, 2016 | Aug 25, 2017 | no | Brentwood, TN|ARLINGTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPOTLIGHT ASSET GROUP | CANTERBURY TOLLGATE | Jun 21, 2018 | Apr 12, 2019 | 295 | Firm change | RIA to state RIA |
| CAPITAL MARKETS IQ, LLC | SPOTLIGHT ASSET GROUP | Aug 25, 2017 | Sep 16, 2017 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288076:297830:TN:2018-06-21 | Jun 21, 2018 | Apr 12, 2019 | BRENTWOOD, TN | Firm change |