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CRD 134921
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KENNETH NELSON WISEMAN | n/a | GREENSBORO, NC | ARLINGTON, TX | 20 | 21 | n/a | no |
| ADAM STEVEN JORGENSEN | n/a | ARLINGTON, TX | Palm Beach Gardens, FL | 10 | 16 | 1 | no |
| THOMAS MITCHEL MARSHBURN | n/a | ARLINGTON, TX | Houston, TX | 10 | 34 | 2 | no |
| MICHAEL GREGORY DICKERSON | n/a | New Orleans, LA | ARLINGTON, TX | 9 | 41 | 4 | no |
| JASON DANIEL SAYLES | n/a | St. Petersburg, FL | ARLINGTON, TX | 8 | 17 | 1 | no |
| STEPHEN MAYNARD ALINIKOFF | n/a | Wilkes Barre, PA | ARLINGTON, TX | 8 | 42 | 3 | no |
| William W. Peng | n/a | ARLINGTON, TX | Sudbury, MA | 5 | 18 | 5 | no |
| DANIEL ERIC MILLMAN | n/a | Mellville, NY | Southfield, MI | ARLINGTON, TX | 5 | 12 | 1 | no |
| Timothy Gerard Valik | n/a | Wyckoff, NJ | ARLINGTON, TX | 5 | 17 | n/a | no |
| IAN MATTHEW JOHNSON | n/a | Murphy, TX | ARLINGTON, TX | 4 | 21 | 1 | no |
| Jason Lawrence Bright | n/a | Gainsville , GA | ARLINGTON, TX | 3 | 12 | 1 | no |
| MICHAEL H. SIMMS | n/a | ARLINGTON, TX | Palm Beach Gardens, FL | 3 | 14 | n/a | no |
| David Mirkin | n/a | ARLINGTON, TX | Dallas, TX | 1 | 10 | n/a | no |
| Zachary Ryan Wooten | Certified Financial Planner | Shepherdsville, KY | ARLINGTON, TX | 1 | 13 | 3 | no |
| LAWRENCE FERNANDES PEREIRA | n/a | Cohasset, MA | ARLINGTON, TX | 1 | 29 | n/a | no |
| MATTHEW V RABINOWITZ | n/a | ARLINGTON, TX | 1 | 20 | n/a | no |
| WILLIAM JOHN PENSON LAWTON | n/a | ARLINGTON, TX | Davis, CA | 0 | 30 | 2 | no |
| THOMAS MATTHEW CHASE | n/a | ARLINGTON, TX | Murfreesboro, TN | 0 | 12 | 1 | no |
| ROBERT ALAN SCHREIBER | n/a | Memphis, TN | 0 | 40 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARLINO, ANITA, B | Controller | Na | yes | 03/2020 | Mar 27, 2020 | Dec 16, 2024 |
| EXTENSOR CAPITAL N.A., LLC | Member | C | yes | 01/2009 | Nov 10, 2011 | Dec 16, 2024 |
| LCM/HPW TRUST | Member | D | yes | 01/2013 | Mar 28, 2014 | Dec 16, 2024 |
| TURNBOW, PENELOPE, Y | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 01/2009 | Nov 10, 2011 | Dec 16, 2024 |
| TURNBOW, PENELOPE, Y | Member | E | yes | 12/2007 | Nov 10, 2011 | Dec 16, 2024 |
| WISEMAN, KENNETH, NELSON | TRUST BENEFICARY | F | yes | 01/2013 | Nov 10, 2011 | Dec 16, 2024 |
| WISEMAN, KENNETH, NELSON | President | Na | yes | 06/2006 | Nov 10, 2011 | Dec 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | n/a | Independent wealth | $162B | N | no | n/a |
| ANITA CARLINO | n/a | n/a | n/a | N | no | n/a |
| DANIEL E MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E. MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E. MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E. MILLMAN | n/a | n/a | n/a | N | no | n/a |
| DANIEL E. MILLMAN | n/a | n/a | n/a | N | no | n/a |
| PENELOPE Y. TURNBOW, ESQ | n/a | n/a | n/a | Y | yes | n/a |
| SAMUEL C. TALBERT | n/a | n/a | n/a | N | no | n/a |
| WILLIAM PENG | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PALM BEACH GARDENS | FL | United States | 2 | no |
| ST. PETERSBURG | FL | United States | 2 | no |
| Davis | CA | United States | 1 | no |
| Lawrenceville | Ga | United States | 1 | no |
| Southfield | Mi | United States | 1 | no |
| Lincoln | Ne | United States | 1 | no |
| Melville | NY | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 20, 2026 | $571M | $456M | 23 | 20 | 18 | n/a | n/a |
| 2024 | Apr 3, 2025 | $451M | $353M | 26 | 19 | 18 | n/a | n/a |
| 2023 | Mar 26, 2024 | $392M | $302M | 24 | 21 | 19 | n/a | n/a |
| 2022 | Mar 24, 2023 | $322M | $250M | 25 | 22 | 20 | n/a | n/a |
| 2021 | Mar 23, 2022 | $283M | $223M | 24 | 22 | 19 | n/a | n/a |
| 2020 | Mar 29, 2021 | $257M | $214M | 25 | 23 | 20 | n/a | n/a |
| 2019 | Mar 27, 2020 | $180M | $135M | 23 | 21 | 19 | n/a | n/a |
| 2018 | Mar 28, 2019 | $182M | $165M | 26 | 23 | 18 | n/a | n/a |
| 2017 | Mar 29, 2018 | $251M | $181M | 34 | 30 | 27 | n/a | n/a |
| 2016 | Mar 30, 2017 | $161M | $125M | 36 | 32 | n/a | 1 | $2.8M |
| 2015 | Mar 29, 2016 | $129M | $98.5M | 18 | 15 | n/a | 1 | $3.1M |
| 2014 | Mar 30, 2015 | $2.2B | $2.2B | 21 | 18 | n/a | 2 | $2.1B |
| 2013 | Mar 28, 2014 | $2.5B | $2.5B | 17 | 14 | n/a | 2 | $2.5B |
| 2012 | Mar 27, 2013 | $1.4B | $1.4B | 10 | 8 | n/a | 3 | $1.4B |
| 2011 | Mar 29, 2012 | $416M | $416M | n/a | n/a | n/a | 2 | $25.1M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 5.3% | 0 | 0 | 0 | 4 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $571M | $451M | 26.7% | $322M | 21.0% | 23 | 26 | 18 | 18 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SLATESTONE WEALTH LLC | 2 | Dec 4, 2017 | Dec 8, 2017 | GRAPEVINE, TX | Team lift out | Other | 12.5% |