DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Peter Bruno

Advisor at FLAGSTAR SECURITIES, INC.

NEW YORK, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b7ae991-8577-2de2-7271-530e38c05ab8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLAGSTAR SECURITIES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 12, 2021
First registration: Jun 29, 2021
Dual registered: yes, broker-dealer
Other names: Peter James Bruno
IAPD individual key: 7139110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLAGSTAR SECURITIES, INC.	Independent wealth	Jan 7, 2025	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 12, 2022	Jan 27, 2023	no	Garden City, NY\|Garden City, NY\|Bridgewater, NJ\|Garden City, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 2, 2021	Jan 27, 2023	no	Garden City, NY\|Garden City, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 2, 2021	Oct 14, 2022	no	GARDEN CITY, NY\|Garden City, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 29, 2021	Oct 13, 2021	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	FLAGSTAR SECURITIES, INC.	Jan 27, 2023	Jan 7, 2025	711	Firm change after gap	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Jan 27, 2023	Apr 12, 2022	-290	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Nov 2, 2021	-346	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	TD AMERITRADE, INC.	Oct 13, 2021	Nov 2, 2021	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:7870:NY:2021-10-07	Oct 13, 2021	Nov 2, 2021	MELVILLE, NY	Firm change

Relationships

Registered with (5)

→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 2, 2021 to Jan 27, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 12, 2022 to Jan 27, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 2, 2021 to Oct 14, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 29, 2021 to Oct 13, 2021factForm ADV

Dated events

Occurred
Jan 27, 2023
Advisor changed firm
Peter Bruno left Charles Schwab & Co., Inc. for Flagstar Securities, Inc. (registered 2025-01-07)
Form ADVobserved 6 days ago