DFX Intelligence

M••• G••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant42 years in industry

M••• G••••• M•••••

Advisor at F••••• I•••••••••

PLANO, TX

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Search this name across graphsid dfx:ria:3b84eb6c-2c43-deab-7995-ca538a2cd676

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Jun 22, 2022	n/a	yes	PLANO, TX\|PLANO, TX	Current employment
W•••••• A•••• M••••••••• L••	Former SEC adviser	Apr 23, 2014	Feb 23, 2017	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	W•••••• A•••• M••••••••• L••	Jun 16, 2022	Apr 23, 2014	-2,976	Firm change after gap	Other
W•••••• A•••• M••••••••• L••	F••••• I•••••••••	Feb 23, 2017	Jun 22, 2022

Relationships

Registered with (4)

→ F••••• I•••••••••Registered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2009 to Jun 16, 2022factForm ADV
→ W•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2014 to Feb 23, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b84eb6c-2c43-deab-7995-ca538a2cd676
First observed: Feb 7, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.