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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 8, 2025 | n/a | yes | HONOLULU, HI | Current employment |
| FINANCIAL LIFE FOCUS, LLC | Former SEC adviser | May 12, 2014 | Sep 5, 2019 | no | PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL LIFE FOCUS, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 5, 2019 | Jan 8, 2025 | 1,952 | Firm change after gap | Other |