DFX Intelligence

F•••••••• L••• F••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F•••••••• L••• F••••• L••

CRD 152904

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:a5658226-4cde-09b5-4504-91d82c061670

Data as of Jan 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Mar 15, 2012 to Jan 23, 2024
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $379M••• Locked
Discretionary RAUM: $0
Private client RAUM: $379Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• J•••••• D••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	01/2020	Mar 30, 2020	Jan 23, 2024
K••• J•••••• C••••••	FINANCIAL PLANNER	B	no	03/2023	Aug 22, 2023	Jan 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Newark	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$379M	$312M	21.8%	$254M	14.2%	8	8	6	4

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••	2	Aug 7, 2024	Jun 11, 2024	PHILADELPHIA, PA	Team lift out	RIA to RIA	40.0%

Relationships

Controls (1)

← L•••••• J•••••• D••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2020 to presentfactForm ADV

Owns (1)

← K••• J•••••• C••••••OwnerFINANCIAL PLANNER, ownership code B, individual
Aug 22, 2023 to presentfactForm ADV

Registered with (9)

← OLGA LEKA RAYKHELSONAdvisorregistration: previous registration
Jun 30, 2010 to Aug 7, 2024factForm ADV

Dated events

Occurred
Aug 7, 2024
Team lift-out
2 advisors left F•••••••• L••• F••••• L•• (Philadelphia, PA) for Farther on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 7, 2024
Advisor changed firm
J••••• C•••••• Kuo left F•••••••• L••• F••••• L•• for Farther (registered 2024-06-11)
Form ADVobserved 7 days ago
Occurred
Aug 7, 2024
Advisor changed firm
Hugues Gaston Rivard left F•••••••• L••• F••••• L•• for Farther (registered 2024-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5658226-4cde-09b5-4504-91d82c061670
First observed: Mar 15, 2012
Last observed: Jan 23, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.