DFX Intelligence

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The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PCA ADVISORS, LLLP

CRD 146571

CHAPEL HILL, NC

Full profile on RIA / Wealth Management →Search this name across graphsid dfx:ria:3b8d57be-eb19-dac0-1613-e9bde209f07a

Data as of Mar 30, 2012 (this record's last observation) from sec_form_adv_history, sec_adv_roster, iapd_firm_feed. Page built Sep 18, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 3
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

PCA Advisors, LLLP

Private equity manager · cited, shared crd

Venture Capitalidentity

PCA Advisors, LLLP

Venture manager · cited, shared crd

Allocatorsidentity

PCA Advisors, LLLP

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 10
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $1.4Bgross asset value as reported per fund; never fund size
Custody, client assets: $1.0B
SEC number: 801-69065
CRD: 146571
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Other (specify), North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRIS, TRACY, ELIZABETH	PARTNER	NA	yes	08/2010	Mar 30, 2012	Mar 30, 2012
JEFFREY, DAVID, TIMOTHY	MANAGING PARTNER	NA	yes	03/2008	Mar 30, 2012	Mar 30, 2012
JEFFREY, DAVID, TIMOTHY	MANAGING PARTNER	C	yes	04/2006	Mar 30, 2012	Mar 30, 2012
MASON, JAMES, ALEXANDER	MANAGING PARTNER	C	yes	05/2003	Mar 30, 2012	Mar 30, 2012
MASON, JAMES, ALEXANDER	MANAGING PARTNER	NA	yes	03/2008	Mar 30, 2012	Mar 30, 2012
MERRITT, CHARLES, EDWARD	MANAGING PARTNER	C	yes	05/2003	Mar 30, 2012	Mar 30, 2012
MERRITT, CHARLES, EDWARD	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	NA	yes	03/2008	Mar 30, 2012	Mar 30, 2012
PARISH CAPITAL ADVISORS, LLP	GENERAL PARTNER	E	yes	03/2008	Mar 30, 2012	Mar 30, 2012
PLOWDEN, JULIE, BLANDFORD	DIRECTOR OF FINANCE	NA	yes	03/2008	Mar 30, 2012	Mar 30, 2012
SIMPSON, KATHERINE, SIDEBOTTOM	DIRECTOR	NA	yes	08/2010	Mar 30, 2012	Mar 30, 2012
WELD, TIMOTHY, STEVENS	DIRECTOR	NA	yes	03/2011	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NYSCRF PIONEER FUNDS GP, LLLP	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL ADVISORS EUROPE, LLP	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL ADVISORS, LLP	n/a	n/a	n/a	Y	no	n/a
PARISH CAPITAL EUROPE I GP, L.P. INCORPORATED	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL EUROPE II GP, L.P.	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL EUROPE II GP, LTD.	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL I GP, LLC	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL II GP, LLLP	n/a	n/a	n/a	N	yes	n/a
PARISH CAPITAL III GP, LLLP	n/a	n/a	n/a	N	yes	n/a
PARISH EUROPE GP COMPANY, LTD.	n/a	n/a	n/a	N	yes	n/a
PARISH OPPORTUNITIES FUND GP, LLLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$1.4B	$1.4B	n/a	n/a	n/a	10	$1.4B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.4B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (11)

← MERRITT, CHARLES, EDWARDOwnerMANAGING PARTNER, ownership code C, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← MERRITT, CHARLES, EDWARDOwnerMANAGING PARTNER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← MASON, JAMES, ALEXANDEROwnerMANAGING PARTNER, ownership code C, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← MASON, JAMES, ALEXANDEROwnerMANAGING PARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← JEFFREY, DAVID, TIMOTHYOwnerMANAGING PARTNER, ownership code C, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← JEFFREY, DAVID, TIMOTHYOwnerMANAGING PARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← HARRIS, TRACY, ELIZABETHOwnerPARTNER, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← PLOWDEN, JULIE, BLANDFORDOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← SIMPSON, KATHERINE, SIDEBOTTOMOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← WELD, TIMOTHY, STEVENSOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactsec_form_adv_history
← PARISH CAPITAL ADVISORS, LLPOwnerGENERAL PARTNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactsec_form_adv_history

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b8d57be-eb19-dac0-1613-e9bde209f07a
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Sources: sec_form_adv_history, sec_adv_roster, iapd_firm_feed
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PCA ADVISORS, LLLP

CRD 146571

CHAPEL HILL, NC

Data as of Mar 30, 2012 (this record's last observation) from sec_form_adv_history, sec_adv_roster, iapd_firm_feed. Page built Sep 18, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRIS, TRACY, ELIZABETH

PARTNER

yes

08/2010

Mar 30, 2012

JEFFREY, DAVID, TIMOTHY

MANAGING PARTNER

yes

03/2008

Mar 30, 2012

JEFFREY, DAVID, TIMOTHY

MANAGING PARTNER

yes

04/2006

Mar 30, 2012

MASON, JAMES, ALEXANDER

MANAGING PARTNER

yes

05/2003

Mar 30, 2012

MASON, JAMES, ALEXANDER

MANAGING PARTNER

yes

03/2008

Mar 30, 2012

MERRITT, CHARLES, EDWARD

MANAGING PARTNER

yes

05/2003

Mar 30, 2012

MERRITT, CHARLES, EDWARD

MANAGING PARTNER/CHIEF COMPLIANCE OFFICER

yes

03/2008

Mar 30, 2012

PARISH CAPITAL ADVISORS, LLP

GENERAL PARTNER

yes

03/2008

Mar 30, 2012

PLOWDEN, JULIE, BLANDFORD

DIRECTOR OF FINANCE

yes

03/2008

Mar 30, 2012

SIMPSON, KATHERINE, SIDEBOTTOM

DIRECTOR

yes

08/2010

Mar 30, 2012

WELD, TIMOTHY, STEVENS

DIRECTOR

yes

03/2011

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NYSCRF PIONEER FUNDS GP, LLLP

n/a

yes

n/a

PARISH CAPITAL ADVISORS EUROPE, LLP

n/a

yes

n/a

PARISH CAPITAL ADVISORS, LLP

n/a

PARISH CAPITAL EUROPE I GP, L.P. INCORPORATED

n/a

yes

n/a

PARISH CAPITAL EUROPE II GP, L.P.

n/a

yes

n/a

PARISH CAPITAL EUROPE II GP, LTD.

n/a

yes

n/a

PARISH CAPITAL I GP, LLC

n/a

yes

n/a

PARISH CAPITAL II GP, LLLP

n/a

yes

n/a

PARISH CAPITAL III GP, LLLP

n/a

yes

n/a

PARISH EUROPE GP COMPANY, LTD.

n/a

yes

n/a

PARISH OPPORTUNITIES FUND GP, LLLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$1.4B

n/a

$1.4B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.4B

n/a