DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pca Advisors, Lllp

Former SEC-registered adviserChapel Hill, North CarolinaCRD 146571SEC 801-69065IAPD
Latest filing Mar 30, 2012
First filing on the tape Mar 30, 2012 · 1 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
10
$1.4B gross assets
History
1 filings and snapshots on the tape
RAUM: $1.4B
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: 10
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$143MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.0B, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.0B for 10 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Elizabeth Tracy Harris · Partnercontrol
        since 08/2010 · owns less than 5%
      • Timothy David Jeffrey · Managing Partnercontrol
        since 03/2008 · owns less than 5%
      • Alexander James Mason · Managing Partnercontrol
        since 03/2008 · owns less than 5%
      • Edward Charles Merritt · Managing Partner/Chief Compliance Officercontrol
        since 03/2008 · owns less than 5%
      • Blandford Julie Plowden · Director Of Financecontrol
        since 03/2008 · owns less than 5%
      • Sidebottom Katherine Simpson · Directorcontrol
        since 08/2010 · owns less than 5%
      • Stevens Timothy Weld · Directorcontrol
        since 03/2011 · owns less than 5%
      • Timothy David Jeffrey · Managing Partnercontrol
        since 04/2006 · owns 25% to 50% of Parish Capital Advisors, Llp
      • Alexander James Mason · Managing Partnercontrol
        since 05/2003 · owns 25% to 50% of Parish Capital Advisors, Llp
      • Edward Charles Merritt · Managing Partnercontrol
        since 05/2003 · owns 25% to 50% of Parish Capital Advisors, Llp
      Entity owners
      • Parish Capital Advisors, Llp · General Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Nyscrf Pioneer Funds Gp, Lllp
        pooled vehicle sponsorn
      • Parish Capital Advisors Europe, Llp
        investment advisern
      • Parish Capital Advisors, Llp
        pooled vehicle sponsory
      • Parish Capital Europe I Gp, L.P. Incorporated
        pooled vehicle sponsorn
      • Parish Capital Europe II Gp, L.P.
        pooled vehicle sponsorn
      • Parish Capital Europe II Gp, Ltd.
        pooled vehicle sponsorn
      • Parish Capital I Gp, LLC
        pooled vehicle sponsorn
      • Parish Capital II Gp, Lllp
        pooled vehicle sponsorn
      • Parish Capital III Gp, Lllp
        pooled vehicle sponsorn
      • Parish Europe Gp Company, Ltd.
        pooled vehicle sponsorn
      • Parish Opportunities Fund Gp, Lllp
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026