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Advisor at WALKNER CONDON FINANCIAL ADVISORS LLC
VERONA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WALKNER CONDON FINANCIAL ADVISORS LLC | Independent wealth | May 4, 2023 | n/a | yes | VERONA, WI | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 18, 2014 | Jan 19, 2018 | no | MIDDLETON, WI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 10, 2014 | Jun 6, 2014 | no | MIDDLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WALKNER CONDON FINANCIAL ADVISORS LLC | Jan 19, 2018 | May 4, 2023 | 1,931 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 6, 2014 | Jun 18, 2014 | 12 | Firm change | Other |