DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PNC WEALTH MANAGEMENT
Charlotte, NC | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 1, 2017 | n/a | yes | CHARLOTTE, NC|Charlotte, NC | Current employment |
| KALOS MANAGEMENT | Former SEC adviser | Mar 23, 2016 | Nov 3, 2016 | no | Charlotte, NC|PONTE VEDRA BEACH, FL | Previous registration |
| EDWARD JONES | National bd RIA | Oct 16, 2015 | Feb 24, 2016 | no | CHARLOTTE, NC|ST LOUIS, MO|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KALOS MANAGEMENT | PNC WEALTH MANAGEMENT | Nov 3, 2016 | Jan 1, 2017 | 59 | Firm change | Other |
| EDWARD JONES | KALOS MANAGEMENT | Feb 24, 2016 | Mar 23, 2016 | 28 | Firm change | Other |