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RIA / WealthAdvisorCertified Financial Planner35 years in industry

RAYMON MICHAEL BROWN

Advisor at STERLING WEALTH MANAGEMENT, INC.

CHAMPAIGN, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STERLING WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 8, 1993
First registration: Sep 19, 2001
Dual registered: no
IAPD individual key: 2403010

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STERLING WEALTH MANAGEMENT, INC.	Independent wealth	Jul 20, 2012	n/a	yes	CHAMPAIGN, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Sep 12, 2012	no	CHAMPAIGN, IL	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Sep 4, 2008	Sep 8, 2009	no	CHAMPAIGN, IL\|SPRINGFIELD, IL\|CHAMPAIGN, IL	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Sep 19, 2001	Sep 17, 2008	no	CHAMPAIGN, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	STERLING WEALTH MANAGEMENT, INC.	Sep 12, 2012	Jul 20, 2012	-54	Firm change after gap	Other
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
AMERICAN GENERAL SECURITIES INCORPORATED	MUTUAL SERVICE CORPORATION	Sep 17, 2008	Sep 4, 2008	-13	Firm change	Other

Relationships

Registered with (4)

→ STERLING WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jul 20, 2012 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Sep 12, 2012factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Sep 4, 2008 to Sep 8, 2009factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Sep 19, 2001 to Sep 17, 2008factForm ADV

Dated events

No dated event names this entity yet.