DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Ramsey, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | May 8, 2025 | n/a | yes | Ramsey, NJ | Current employment |
| K••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 16, 2011 | Sep 18, 2025 | no | RAMSEY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••••• W••••• M••••••••• L•• | W•••• I••••••••• A•••••••• L•• | Sep 18, 2025 | May 8, 2025 | -133 | Firm change after gap | Other |
| O•••• W•••••• I••• | K••••••• W••••• M••••••••• L•• | Apr 29, 2010 | Jun 29, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153763:208512:NJ:2025-09-18 | Sep 18, 2025 | May 8, 2025 | RAMSEY, NJ | Firm change after gap |
| K••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 29, 2010 | Nov 30, 2010 | no | RAMSEY, NJ | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 2, 2008 | Apr 29, 2010 | no | ELLINGTON, CT|FLORIDA, NY|WOODCLIFF, NJ | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Oct 4, 2005 | Jun 3, 2008 | no | WOODCLIFF LAKE, NJ | Previous registration |
| 61 |
| Firm change |
| Other |
| N•• A•••••• S•••••••• L•• | O•••• W•••••• I••• | Jun 3, 2008 | Jun 2, 2008 | -1 | Firm change | Other |