DFX Intelligence

K••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

K••••••• W••••• M••••••••• L••

CRD 153763

RAMSEY, NJ

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Search this name across graphsid dfx:ria:bde3b13e-9160-5db5-442a-991a8b20cb23

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 1
Observed: Jan 18, 2012 to Mar 31, 2025
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

K••••••• W••••• M••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $494M••• Locked
Discretionary RAUM: $490M
Private client RAUM: $390Mderived••• Locked
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• C•••	Director	B	yes	05/2021	May 21, 2021	Jul 23, 2024
K•••••••• J••••• M•	CHIEF COMPLIANCE OFFICER	C	yes	04/2011	Jan 18, 2012	Jul 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• P•••••••	n/a	n/a	n/a	Y	yes	n/a
K•• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a
K•• T•• S•••••••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$494M	$401M	23.0%	$366M	10.5%	11	11	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• I••••••••• A•••••••• L••	3	Sep 18, 2025	May 8, 2025	RAMSEY, NJ	Firm absorbed	Other	60.0%

Relationships

Registered with (5)

← S••••• IRA K•••••••Advisorregistration: previous registration
Jun 16, 2011 to Sep 18, 2025factForm ADV
← DAVID LOUIS CIANOAdvisorregistration: previous registration
May 7, 2010 to Sep 18, 2025factForm ADV
← DAVID GEORGE MOWADAdvisorregistration: previous registration
Feb 10, 2016 to Sep 18, 2025factForm ADV
← J•••• NMN K•••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 18, 2025
Firm absorbed
K••••••• W••••• M••••••••• L••'s advisors moved to W•••• I••••••••• A•••••••• L•• (Ramsey, NJ): 3 of 5 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Sep 18, 2025
Advisor changed firm
C••• Nmn K••••••• left K••••••• W••••• M••••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2025-04-02)
Form ADVobserved 7 days ago
Occurred
Sep 18, 2025
Advisor changed firm
Steven Ira K••••••• left K••••••• W••••• M••••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2025-05-08)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bde3b13e-9160-5db5-442a-991a8b20cb23
First observed: Jan 18, 2012
Last observed: Mar 31, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.