DFX Intelligence

C•••••• W•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C•••••• W•••••• D••••••••

Advisor at A••••••• C•••••• P•••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:3bab62e4-224a-70a6-d548-85262cfd0c16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• P•••••••	Former SEC adviser	Dec 9, 2020	n/a	yes	CHICAGO, IL	Current employment
A•• A•••••••	n/a	Oct 11, 2019	Dec 21, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• A•••••••	A••••••• C•••••• P•••••••	Dec 21, 2020	Dec 9, 2020	-12	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A•• A•••••••	Oct 15, 2019	Oct 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
298796:311163:IL:2020-12-21	Dec 21, 2020	Dec 9, 2020	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ A••••••• C•••••• P•••••••Registered adviserregistration: current employment
Dec 9, 2020 to presentfactForm ADV
→ A•• A•••••••Registered adviserregistration: previous registration
Oct 11, 2019 to Dec 21, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 17, 2017 to Oct 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bab62e4-224a-70a6-d548-85262cfd0c16
First observed: Apr 17, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.