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RIA / WealthAdvisor32 years in industry

TERRY ALAN SALOMON

Advisor at T.A. SALOMON ASSET MANAGEMENT PLLC

PHOENIX, AZ

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Search this name across graphsid dfx:ria:3baeda3c-d916-7177-9505-e8ffc07c5edf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T.A. SALOMON ASSET MANAGEMENT PLLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 21, 1993
First registration: Feb 27, 2009
Dual registered: no
IAPD individual key: 2411906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T.A. SALOMON ASSET MANAGEMENT PLLC	State registered	May 6, 2013	n/a	yes	PHOENIX, AZ	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Jun 28, 2012	Jun 27, 2013	no	NEWPORT BEACH, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 27, 2012	no	GILBERT, AZ\|MARICOPA, AZ\|QUEEN CREEK, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 27, 2009	Jan 3, 2011	no	MARICOPA, AZ\|MARICOPA, AZ\|CASA GRANDE, AZ\|GILBERT, AZ\|CASA GRANDE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE WEALTH ADVISORS, LLC	T.A. SALOMON ASSET MANAGEMENT PLLC	Jun 27, 2013	May 6, 2013	-52	Firm change after gap	Other
WELLS FARGO ADVISORS	BEACON POINTE WEALTH ADVISORS, LLC	Mar 27, 2012	Jun 28, 2012	93	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ T.A. SALOMON ASSET MANAGEMENT PLLCRegistered adviserregistration: current employment
May 6, 2013 to presentfactForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 28, 2012 to Jun 27, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 27, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.