The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
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CRD 151328
NEWPORT BEACH, CA
Data as of (this record's last observation) from sec_form_adv_history, sec_adv_roster, iapd_firm_feed. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AINSWORTH, LAINE, RYHINER | MEMBER | C | yes | 01/2017 | May 9, 2013 | Mar 30, 2020 |
| BEACON POINTE HOLDINGS, LLC | CLASS A MEMBER | C | yes | 07/2009 | Mar 30, 2012 | Mar 30, 2020 |
| COOPER, MATTHEW, BAIRD | PRESIDENT, MANAGER, CLASS A MEMBER | A | yes | 07/2009 | Mar 30, 2012 | Mar 30, 2020 |
| DAVENPORT, JAMES, FERRILL | MEMBER | C | yes | 07/2017 | Mar 30, 2020 | Mar 30, 2020 |
| DOW, MICHAEL, GAFFNEY | CHIEF INVESTMENT OFFICER | NA | yes | 11/2018 | Nov 14, 2018 | Mar 30, 2020 |
| EUSEY, RICHARD, EDWARD | TRUSTEE | F | yes | 07/2006 | Mar 30, 2012 | Mar 30, 2020 |
| EUSEY, SHANNON, ELIZABETH | TRUSTEE | F | yes | 07/2006 | Mar 30, 2012 | Mar 30, 2020 |
| EUSEY, SHANNON, ELIZABETH | MANAGER, CHIEF COMPLIANCE OFFICER | NA | yes | 07/2009 | Mar 30, 2012 | Mar 30, 2020 |
| MATHERS, MARK, VINCENT | MEMBER | E | yes | 07/2016 | Mar 30, 2020 | Mar 30, 2020 |
| MEYER, BRUCE, ALAN | MEMBER | D | yes | 01/2015 | Mar 30, 2012 | Mar 30, 2020 |
| MOEHLMAN, MARK, LOUIS | MEMBER | C | yes | 01/2017 | May 9, 2013 | Mar 30, 2020 |
| PECK, DIANE, MARILYN | CHIEF FINANCIAL OFFICER | NA | yes | 08/2015 | Aug 14, 2015 | Mar 30, 2020 |
| THE RICHARD AND SHANNON EUSEY TRUST | MEMBER | C | yes | 07/2006 | Mar 30, 2012 | Mar 30, 2020 |
| BPWA-AZ OWNERSHIP, LLC | CLASS B MEMBER | B | no | 01/2015 | Mar 30, 2016 | Mar 30, 2020 |
| BPWA-BOSTON OWNERSHIP, LLC | CLASS B MEMBER | B | no | 10/2015 | Mar 30, 2016 | Mar 30, 2020 |
| OCIE OWNERSHIP, LLC | CLASS B MEMBER | A | no | 01/2017 | Mar 30, 2020 | Mar 30, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | n/a | INDEPENDENT WEALTH | $55B | N | yes | n/a |
| PORT STREET INVESTMENTS, LLC | n/a | ASSET MANAGER | $174M | N | yes | n/a |
| BEACON POINTE CAPTIVE INSURANCE | n/a | n/a | n/a | N | yes | n/a |
| BEACON POINTE GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| BEACON POINTE INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SCOTTSDALE | AZ | United States | 14 | no |
| CAMPBELL | CA | United States | 10 | no |
| SUMMIT | NJ | United States | 7 | no |
| WALTHAM | MA | United States | 6 | no |
| NEWPORT BEACH | CA | United States | 5 | no |
| RIVERSIDE | CA | United States | 4 | no |
| BALA CYNWYD | PA | United States | 4 | no |
| PLANO | TX | United States | 4 | no |
| FRESNO | CA | United States | 3 | no |
| LOS ANGELES | CA | United States | 3 | no |
| SANTA BARBARA | CA | United States | 3 | no |
| PALM DESERT | CA | United States | 2 | no |
| WESTLAKE VILLAGE | CA | United States | 2 | no |
| DENVER | CO | United States | 1 | no |
| EDINA | MN | United States | 1 | no |
| ALBUQUERQUE | NM | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| TULSA | OK | United States | 1 | no |
| HOUSTON | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 30, 2020 | $3.2B | $3.2B | 103 | 68 | 19 | n/a | n/a |
| 2018 | Mar 26, 2019 | $2.2B | $2.1B | 80 | 45 | 16 | n/a | n/a |
| 2017 | Mar 30, 2018 | $2.3B | $2.2B | 69 | 45 | 13 | n/a | n/a |
| 2016 | Mar 28, 2017 | $1.8B | $1.8B | 56 | 41 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.4B | $1.4B | 40 | 29 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $879M | $879M | 28 | 23 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $683M | $683M | 21 | 14 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $291M | $291M | 20 | 13 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $164M | $164M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $3.2B | $2.2B | 46.3% | $1.8B | 21.7% | 103 | 80 | 19 | 16 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | 2 | Jan 13, 2020 | Aug 5, 2019 | NEWPORT BEACH, CA | TEAM LIFT OUT | RIA TO RIA | 3.6% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HELLER WEALTH ADVISORS, LLC. | 5 | May 7, 2019 | May 6, 2019 | SUMMIT, NJ | FIRM ABSORBED | RIA TO RIA | 71.4% |
| INTEGRATED WEALTH MANAGEMENT, INC. | 2 | Jul 12, 2017 | Jul 12, 2017 | MARINA DEL REY, CA | TEAM LIFT OUT | OTHER | 18.2% |
| IRONMARK ADVISORS, LLC | 3 | Mar 31, 2017 | Oct 4, 2016 | PLANO, TX | FIRM ABSORBED | OTHER | 100.0% |
| TPW FINANCIAL | 2 | Nov 30, 2015 | Jan 4, 2016 | NEWTON, MA | TEAM LIFT OUT | OTHER | 100.0% |