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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Dawn Carolyn Abernathy

Advisor at CORE PLANNING

Florissant, MO | OFALLON, MO

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Search this name across graphsid dfx:ria:3bb31054-c3c7-e640-f718-e9bcba71c6f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Aug 23, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORE PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 22, 2023
First registration: Aug 23, 2023
Dual registered: no
Other names: DAWN C COX
IAPD individual key: 6229586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORE PLANNING	Independent wealth	Jun 29, 2026	n/a	yes	OFALLON, MO\|Florissant, MO	Current employment
COMPASS WEALTH	Independent wealth	May 12, 2026	Jun 10, 2026	no	ST. LOUIS, MO	Previous registration
Ellevest	Independent wealth	Aug 2, 2024	Apr 7, 2025	no	Florissant, MO\|NEW YORK, NY	Previous registration
CORE PLANNING	Independent wealth	Feb 22, 2024	May 20, 2026	no	Florissant, MO\|OFALLON, MO	Previous registration
EDWARD JONES	National bd RIA	Aug 23, 2023	Jan 24, 2024	no	ST. LOUIS, MO\|Florissant, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPASS WEALTH	CORE PLANNING	Jun 10, 2026	Jun 29, 2026	19	Firm change	RIA to RIA
CORE PLANNING	Ellevest	May 20, 2026	Aug 2, 2024	-656	Firm change after gap	RIA to RIA
Ellevest	COMPASS WEALTH	Apr 7, 2025	May 12, 2026	400	Firm change	RIA to RIA
EDWARD JONES	CORE PLANNING	Jan 24, 2024	Feb 22, 2024	29	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ CORE PLANNINGRegistered adviserregistration: previous registration
Feb 22, 2024 to May 20, 2026factForm ADV
→ COMPASS WEALTHRegistered adviserregistration: previous registration
May 12, 2026 to Jun 10, 2026factForm ADV
→ ELLEVESTRegistered adviserregistration: previous registration
Aug 2, 2024 to Apr 7, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 23, 2023 to Jan 24, 2024factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
Dawn Carolyn Abernathy left Compass Wealth for Core Planning (registered 2026-06-29)
Form ADVobserved 4 days ago
Occurred
May 20, 2026
Advisor changed firm
Dawn Carolyn Abernathy left Core Planning for Ellevest (registered 2024-08-02)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Dawn Carolyn Abernathy left Ellevest for Compass Wealth (registered 2026-05-12)
Form ADVobserved 4 days ago
Occurred
Jan 24, 2024
Advisor changed firm
Dawn Carolyn Abernathy left Edward Jones for Core Planning (registered 2024-02-22)
Form ADVobserved 4 days ago