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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ELLEVEST

ELLEVEST, INC., CRD 175476

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6a9d426-df62-d2ab-3c18-d9afe625b380

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 74
Dated events: 40
On other graphs: 0
Observed: Sep 15, 2015 to Jul 17, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $87.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 13
Offices: 12Schedule D 1.F, beyond the principal office
Accounts: 474
Individual clients: 100
High net worth clients: 371
Custody, client assets: $428M
SEC number: 801-106683
CRD: 175476
Filings on the tape: 54
First filed: Sep 15, 2015
Latest filed: Jul 17, 2026
Organised: Corporation, DE
Website: pinterest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EMILY GREEN	n/a	NEW YORK, NY \| New York, NY	8	15	n/a	no
ASHLEY NICOLE BLECKNER	Certified Financial Planner	Carlsbad, CA \| NEW YORK, NY	7	11	1	no
KERRY ANN O'BRIEN	Certified Financial Planner	WALPOLE, MA \| Walpole, MA \| NEW YORK, NY	6	20	3	no
SOFIA Liana FIGUEROA	Certified Financial Planner	NEW YORK, NY \| Albuquerque, NM	5	13	1	no
KRISTEN DEEDY GOODMAN	Chartered Financial Analyst	DENVER, CO \| NEW YORK, NY	5	11	n/a	no
ANKUR G PATEL	Chartered Financial Analyst	NEW YORK, NY \| MONROE, NJ	5	14	1	no
SAMANTHA CRAIG VIENT	Certified Financial Planner	Costa Mesa, CA \| NEW YORK, NY	4	16	5	no
KAITLIN MARIE HORSCH	Certified Financial Planner	Chicago, IL \| NEW YORK, NY	4	12	1	no
ALONDRA GARCIA	Chartered Financial Analyst	Pensacola, FL \| NEW YORK, NY	3	10	1	no
Veronica Taylor	Certified Financial Planner	White Plains, NY \| NEW YORK, NY	3	26	1	no
HANNAH BAUQUE STEENDAM	Certified Financial Planner	Lakewood, CO \| NEW YORK, NY	2	10	1	no
Sara Faurer	n/a	Chicago, IL \| NEW YORK, NY	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KWAN, SYLVIA, SHIU HAN	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	02/2025	Jul 17, 2026	Jul 17, 2026
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA	Shareholder	E	yes	10/2020	Nov 25, 2020	Dec 20, 2024
Hsiung, Connie	CO-CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	12/2024	Mar 30, 2023	Dec 20, 2024
KHOSLA VENTURES SEED ASSOCIATES C, LLC	Member	C	yes	08/2017	Sep 17, 2017	Dec 20, 2024
MANSUETO, JOSEPH, D	EXECUTIVE CHAIRMAN OF THE BOARD	C	yes	09/2016	May 12, 2016	Dec 20, 2024
PSP GROWTH FUND 2017 HOLDCO, L.L.C.	MEMBER AND MANAGER	E	yes	08/2017	Mar 2, 2020	Dec 20, 2024
SK IMPACT FUND, LLC	Partner	C	yes	08/2017	Sep 17, 2017	Dec 20, 2024
WRIGHT, JACK, D	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Feb 15, 2024	Dec 20, 2024
KHOSLA VENTURES SEED C, LP	SHAREHOLDER (PREFERRED)	A	no	08/2017	Jul 17, 2026	Jul 17, 2026
KRAWCHECK, SALLIE, LEE	SHAREHOLDER (COMMON)	B	no	11/2014	Jul 17, 2026	Jul 17, 2026
KROLL, CHARLES, HOPE	SHAREHOLDER (COMMON)	B	no	11/2014	Jul 17, 2026	Jul 17, 2026
PSP GROWTH FUND 2017, L.L.C.	SHAREHOLDER (PREFERRED)	A	no	08/2017	Jul 17, 2026	Jul 17, 2026
RETHINK IMPACT, LP	SHAREHOLDER (PREFERRED)	A	no	08/2017	Jul 17, 2026	Jul 17, 2026
ALLIANZ STRATEGIC INVESTMENTS, LLC	SHAREHOLDER (PREFERRED)	A	no	10/2020	Feb 28, 2022	Dec 20, 2024
MORNINGSTAR, INC	SHAREHOLDER (COMMON)	B	no	04/2015	Sep 15, 2015	Dec 20, 2024
MORNINGSTAR, INC.	SHAREHOLDER (PREFERRED)	A	no	08/2017	Feb 28, 2022	Dec 20, 2024
PAYPAL, INC.	SHAREHOLDER (PREFERRED)	A	no	03/2019	Mar 2, 2020	Dec 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.1B	$1.1B	19	13	12	n/a	n/a
2024	Mar 31, 2025	$2.1B	$2.1B	59	27	0	n/a	n/a
2023	Feb 15, 2024	$1.9B	$1.9B	104	31	0	n/a	n/a
2022	Mar 30, 2023	$1.6B	$1.6B	108	14	0	n/a	n/a
2021	Feb 28, 2022	$1.4B	$1.4B	119	12	0	n/a	n/a
2020	Mar 29, 2021	$1.0B	$1.0B	93	7	0	n/a	n/a
2019	Mar 2, 2020	$581M	$581M	111	4	0	n/a	n/a
2018	Mar 25, 2019	$283M	$283M	82	3	1	n/a	n/a
2017	Feb 27, 2018	$91.4M	$91.4M	61	2	1	n/a	n/a
2016	Jan 5, 2017	$9.1M	$9.1M	25	1	n/a	n/a	n/a
2015	Mar 29, 2016	$136,185	$136,185	13	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	23.1%	0	0	0	12	25

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$2.1B	-46.9%	$1.6B	-11.2%	19	59	12	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MOTLEY FOOL WEALTH MANAGEMENT, LLC	2	Mar 13, 2025	May 30, 2025	NEW YORK, NY	Team lift out	RIA to RIA	7.1%

Relationships

Registered with (56)

← Sara FaurerAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← KERRY ANN O'BRIENAdvisorregistration: current employment
May 16, 2024 to presentfactForm ADV
← HANNAH BAUQUE STEENDAMAdvisorregistration: current employment
Feb 23, 2024 to presentfactForm ADV
← Veronica TaylorAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← ALONDRA GARCIAAdvisorregistration: current employment
Sep 23, 2022 to presentfactForm ADV
← KAITLIN MARIE HORSCHAdvisorregistration: current employment
Aug 18, 2022 to presentfactForm ADV
← SAMANTHA CRAIG VIENTAdvisorregistration: previous registration
Apr 16, 2021 to Mar 9, 2022factForm ADV
← ANKUR G PATELAdvisorregistration: current employment
Feb 24, 2021 to presentfactForm ADV
← KRISTEN DEEDY GOODMANAdvisorregistration: current employment
Jan 5, 2021 to presentfactForm ADV
← SOFIA Liana FIGUEROAAdvisorregistration: current employment
Nov 13, 2020 to presentfactForm ADV
← ASHLEY NICOLE BLECKNERAdvisorregistration: current employment
Apr 3, 2019 to presentfactForm ADV
← EMILY GREENAdvisorregistration: current employment
Nov 14, 2017 to presentfactForm ADV
← SYLVIA SHIU HAN KWANAdvisorregistration: current employment
Feb 16, 2016 to presentfactForm ADV
← Corrinne Marie RiversAdvisorregistration: previous registration
May 12, 2023 to Dec 11, 2025factForm ADV
← DARCI COLLEEN ZAUNMILLERAdvisorregistration: previous registration
Aug 28, 2023 to Nov 24, 2025factForm ADV
← Ehijie Mofeolu SadoAdvisorregistration: previous registration
Dec 2, 2021 to Nov 24, 2025factForm ADV
← MARIA KLEINHANSAdvisorregistration: previous registration
Oct 12, 2021 to May 2, 2025factForm ADV
← ELIZABETH CAMERON ROGERSAdvisorregistration: previous registration
Sep 17, 2019 to May 2, 2025factForm ADV
← Uchechi KaluAdvisorregistration: previous registration
Oct 24, 2024 to Apr 23, 2025factForm ADV
← KATHERINE NICOLE PHILLIPSAdvisorregistration: previous registration
Jun 23, 2023 to Apr 21, 2025factForm ADV
← PATRICIA ANN STALLWORTHAdvisorregistration: previous registration
Aug 28, 2023 to Apr 7, 2025factForm ADV
← Jennifer NeeleyAdvisorregistration: previous registration
Oct 29, 2024 to Apr 7, 2025factForm ADV
← Dawn Carolyn AbernathyAdvisorregistration: previous registration
Aug 2, 2024 to Apr 7, 2025factForm ADV
← MICHELLE RAE WAGNERAdvisorregistration: previous registration
Nov 6, 2024 to Apr 7, 2025factForm ADV
← Brooke WeiseAdvisorregistration: previous registration
Aug 16, 2024 to Apr 7, 2025factForm ADV
← Lyndsi Grace StenderAdvisorregistration: previous registration
Jun 24, 2024 to Mar 19, 2025factForm ADV
← SABRINA ROSHAdvisorregistration: previous registration
Sep 29, 2023 to Mar 13, 2025factForm ADV
← MARIA A DELGADOAdvisorregistration: previous registration
Jun 14, 2021 to Mar 13, 2025factForm ADV
← LORI BETH LUSTBERGAdvisorregistration: previous registration
Aug 2, 2024 to Feb 4, 2025factForm ADV
← ALLISON RUCKEY KVIKSTADAdvisorregistration: previous registration
Jul 2, 2018 to Jan 6, 2025factForm ADV
and 26 more

Controls (9)

← KRAWCHECK, SALLIE, LEEOwnerSHAREHOLDER (COMMON), ownership code D, individual
Sep 15, 2015 to Dec 20, 2024factForm ADV
← KWAN, SYLVIA, SHIU HANOwnerCO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 20, 2024 to Dec 20, 2024factForm ADV
← MANSUETO, JOSEPH, DOwnerEXECUTIVE CHAIRMAN OF THE BOARD, ownership code C, individual
May 12, 2016 to Dec 20, 2024factForm ADV
← WRIGHT, JACK, DOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 15, 2024 to Dec 20, 2024factForm ADV
← Hsiung, ConnieOwnerCO-CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2023 to Dec 20, 2024factForm ADV
← ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 25, 2020 to Dec 20, 2024factForm ADV
← KHOSLA VENTURES SEED ASSOCIATES C, LLCOwnerMEMBER, ownership code C, domestic entity
Sep 17, 2017 to Dec 20, 2024factForm ADV
← PSP GROWTH FUND 2017 HOLDCO, L.L.C.OwnerMEMBER AND MANAGER, ownership code E, domestic entity
Mar 2, 2020 to Dec 20, 2024factForm ADV
← SK IMPACT FUND, LLCOwnerPARTNER, ownership code C, domestic entity
Sep 17, 2017 to Dec 20, 2024factForm ADV

Owns (7)

← KROLL, CHARLES, HOPEOwnerSHAREHOLDER (COMMON), ownership code B, individual
Sep 15, 2015 to Dec 20, 2024factForm ADV
← ALLIANZ STRATEGIC INVESTMENTS, LLCOwnerSHAREHOLDER (PREFERRED), ownership code A, domestic entity
Feb 28, 2022 to Dec 20, 2024factForm ADV
← KHOSLA VENTURES SEED C, LPOwnerSHAREHOLDER (PREFERRED), ownership code A, domestic entity
Sep 17, 2017 to Dec 20, 2024factForm ADV
← MORNINGSTAR, INCOwnerSHAREHOLDER (COMMON), ownership code B, domestic entity
Sep 15, 2015 to Dec 20, 2024factForm ADV
← PAYPAL, INC.OwnerSHAREHOLDER (PREFERRED), ownership code A, domestic entity
Mar 2, 2020 to Dec 20, 2024factForm ADV
← PSP GROWTH FUND 2017, L.L.C.OwnerSHAREHOLDER (PREFERRED), ownership code A, domestic entity
Mar 2, 2020 to Dec 20, 2024factForm ADV
← RETHINK IMPACT, LPOwnerSHAREHOLDER (PREFERRED), ownership code A, domestic entity
Sep 17, 2017 to Dec 20, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 11, 2025
Advisor changed firm
Corrinne Marie Rivers left Ellevest for Childfree Wealth (registered 2025-08-05)
Form ADVobserved 6 days ago
Occurred
Nov 24, 2025
Advisor changed firm
Ehijie Mofeolu Sado left Ellevest for Values Added Financial (registered 2026-02-05)
Form ADVobserved 6 days ago
Occurred
Nov 24, 2025
Advisor changed firm
Darci Colleen Zaunmiller left Ellevest for Nectarine (registered 2026-01-12)
Form ADVobserved 6 days ago
Occurred
Oct 7, 2025
Advisor headcount changed
Ellevest reported 13 state-registered advisory representatives, down from 30 (2025-03-31 to 2025-10-07)
Form ADVobserved 6 days ago
-17 IARS
Occurred
Oct 7, 2025
Regulatory AUM changed
Ellevest reported RAUM $1.0B, down 52% from $2.1B (2025-03-31 to 2025-10-07)
Form ADVobserved 6 days ago
$-1.1B
Occurred
May 2, 2025
Advisor changed firm
Maria Kleinhans left Ellevest for Angeles Wealth Management, Llc (registered 2025-06-18)
Form ADVobserved 6 days ago
Occurred
May 2, 2025
Advisor changed firm
Elizabeth Cameron Rogers left Ellevest for Angeles Wealth Management, Llc (registered 2025-05-12)
Form ADVobserved 6 days ago
Occurred
Apr 23, 2025
Advisor changed firm
Uchechi Kalu left Ellevest for Greenlight Financial Planning, Llc (registered 2025-09-11)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Katherine Nicole Phillips left Ellevest for Mercer Global Advisors Inc. (registered 2025-04-22)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Dawn Carolyn Abernathy left Ellevest for Compass Wealth (registered 2026-05-12)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Patricia Ann Stallworth left Ellevest for Mainstreet Financial Planning, Inc. (registered 2026-04-24)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Michelle Rae Wagner left Ellevest for Core Planning (registered 2025-09-04)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Brooke Weise left Ellevest for Weise Financial Wellness (registered 2026-05-06)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Jennifer Neeley left Ellevest for Lpl Financial Llc (registered 2025-06-05)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2025
Advisor changed firm
Lyndsi Grace Stender left Ellevest for Motley Fool Wealth Management, Llc (registered 2025-04-10)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2025
Team lift-out
2 advisors left Ellevest (New York, NY) for Motley Fool Wealth Management, LLC within 6 days
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 13, 2025
Advisor changed firm
Maria A Delgado left Ellevest for Mml Investors Services, Llc (registered 2025-02-03)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2025
Advisor changed firm
Sabrina Rosh left Ellevest for Motley Fool Wealth Management, Llc (registered 2025-05-30)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2025
Advisor changed firm
Lori Beth Lustberg left Ellevest for Focus Partners Wealth, Llc (registered 2025-10-29)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Allison Ruckey Kvikstad left Ellevest for Beacon Pointe Advisors, Llc (registered 2025-01-09)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2025
Advisor changed firm
Valerie Isabel Marquez left Ellevest for Beacon Pointe Advisors, Llc (registered 2025-01-07)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2024
Control person joined
Shiu Han Sylvia Kwan (Co-Chief Executive Officer And Chief Investment Officer) appeared on Schedule A of Ellevest
Form ADVobserved 6 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Healy Marroy left Ellevest for Wells Fargo Advisors (registered 2025-01-06)
Form ADVobserved 6 days ago
Occurred
Dec 2, 2024
Advisor changed firm
Michelle Petrowski left Ellevest for Vanguard Advisers, Inc. (registered 2026-05-12)
Form ADVobserved 6 days ago
Occurred
Nov 27, 2024
Advisor changed firm
Jaclyn Elaine Madrid Mercer left Ellevest for Flourish Wealth Management Inc. (registered 2024-12-06)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2024
Advisor changed firm
Kathleen Jessica Villegas left Ellevest for Root Financial Partners (registered 2024-10-23)
Form ADVobserved 6 days ago
Occurred
Jun 12, 2024
Advisor changed firm
Allison Masoero Hershey left Ellevest for Fruitful (registered 2024-10-15)
Form ADVobserved 6 days ago
Occurred
May 28, 2024
Advisor changed firm
Naima Nefertari Barnes Bush left Ellevest for Fruitful (registered 2024-05-29)
Form ADVobserved 6 days ago
Occurred
Feb 15, 2024
Control person joined
D Jack Wright (Chief Compliance Officer) appeared on Schedule A of Ellevest
Form ADVobserved 6 days ago
Occurred
Feb 14, 2024
Advisor departed, no destination yet
Kathryn Bruzas Hauer no longer registered at Ellevest; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Feb 14, 2024
Advisor changed firm
Ashley Lauren Stephenson left Ellevest for Parallel Advisors, Llc (registered 2023-11-14)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person joined
Connie Hsiung (Chief Financial Officer) appeared on Schedule A of Ellevest
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Lindsey Carolyn Lewis left Ellevest for Osaic Wealth, Inc. (registered 2025-10-09)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Rachel G Rabinovich left Ellevest for Fidelity Personal And Workplace Advisors (registered 2023-07-07)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Andrea L Cipriani left Ellevest for Morgan Stanley (registered 2023-08-02)
Form ADVobserved 6 days ago
Occurred
Oct 31, 2022
Advisor changed firm
Victoria E Ferguson left Ellevest for Origin Investment Advisory Llc (registered 2022-12-02)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Carmina Victoria Long left Ellevest for Goldman Sachs Asset Management, L.P. (registered 2023-12-14)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Rebecca Bradshaw Palmer left Ellevest for Fruitful (registered 2022-09-16)
Form ADVobserved 6 days ago

Show 2 bookkeeping events

Occurred
Oct 7, 2025
Ellevest reported 12 offices beyond its principal office, up from 0 (2025-03-31 to 2025-10-07)
Occurred
Feb 15, 2024
Ellevest reported 32 state-registered advisory representatives, up from 17 (2023-03-30 to 2024-02-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6a9d426-df62-d2ab-3c18-d9afe625b380
First observed: Sep 15, 2015
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELLEVEST

ELLEVEST, INC., CRD 175476

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d6a9d426-df62-d2ab-3c18-d9afe625b380

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EMILY GREEN

n/a

NEW YORK, NY | New York, NY

n/a

ASHLEY NICOLE BLECKNER

Certified Financial Planner

Carlsbad, CA | NEW YORK, NY

KERRY ANN O'BRIEN

Certified Financial Planner

WALPOLE, MA | Walpole, MA | NEW YORK, NY

SOFIA Liana FIGUEROA

Certified Financial Planner

NEW YORK, NY | Albuquerque, NM

KRISTEN DEEDY GOODMAN

Chartered Financial Analyst

DENVER, CO | NEW YORK, NY

n/a

ANKUR G PATEL

Chartered Financial Analyst

NEW YORK, NY | MONROE, NJ

SAMANTHA CRAIG VIENT

Certified Financial Planner

Costa Mesa, CA | NEW YORK, NY

KAITLIN MARIE HORSCH

Certified Financial Planner

Chicago, IL | NEW YORK, NY

ALONDRA GARCIA

Chartered Financial Analyst

Pensacola, FL | NEW YORK, NY

Veronica Taylor

Certified Financial Planner

White Plains, NY | NEW YORK, NY

HANNAH BAUQUE STEENDAM

Certified Financial Planner

Lakewood, CO | NEW YORK, NY

Sara Faurer

n/a

Chicago, IL | NEW YORK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KWAN, SYLVIA, SHIU HAN

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

02/2025

Jul 17, 2026

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA

Shareholder

yes

10/2020

Nov 25, 2020

Dec 20, 2024

Hsiung, Connie

CO-CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER

yes

12/2024

Mar 30, 2023

Dec 20, 2024

KHOSLA VENTURES SEED ASSOCIATES C, LLC

Member

yes

08/2017

Sep 17, 2017

Dec 20, 2024

MANSUETO, JOSEPH, D

EXECUTIVE CHAIRMAN OF THE BOARD

yes

09/2016

May 12, 2016

Dec 20, 2024

PSP GROWTH FUND 2017 HOLDCO, L.L.C.

MEMBER AND MANAGER

yes

08/2017

Mar 2, 2020

Dec 20, 2024

SK IMPACT FUND, LLC

Partner

yes

08/2017

Sep 17, 2017

Dec 20, 2024

WRIGHT, JACK, D

CHIEF COMPLIANCE OFFICER

yes

01/2024

Feb 15, 2024

Dec 20, 2024

KHOSLA VENTURES SEED C, LP

SHAREHOLDER (PREFERRED)

08/2017

Jul 17, 2026

KRAWCHECK, SALLIE, LEE

SHAREHOLDER (COMMON)

11/2014

Jul 17, 2026

KROLL, CHARLES, HOPE

SHAREHOLDER (COMMON)

11/2014

Jul 17, 2026

PSP GROWTH FUND 2017, L.L.C.

SHAREHOLDER (PREFERRED)

08/2017

Jul 17, 2026

RETHINK IMPACT, LP

SHAREHOLDER (PREFERRED)

08/2017

Jul 17, 2026

ALLIANZ STRATEGIC INVESTMENTS, LLC

SHAREHOLDER (PREFERRED)

10/2020

Feb 28, 2022

Dec 20, 2024

MORNINGSTAR, INC

SHAREHOLDER (COMMON)

04/2015

Sep 15, 2015

Dec 20, 2024

MORNINGSTAR, INC.

SHAREHOLDER (PREFERRED)

08/2017

Feb 28, 2022

Dec 20, 2024

PAYPAL, INC.

SHAREHOLDER (PREFERRED)

03/2019

Mar 2, 2020

Dec 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.1B

n/a

2024

Mar 31, 2025

$2.1B

n/a

2023

Feb 15, 2024

$1.9B

104

n/a

2022

Mar 30, 2023

$1.6B

108

n/a

2021

Feb 28, 2022

$1.4B

119

n/a

2020

Mar 29, 2021

$1.0B

n/a

2019

Mar 2, 2020

$581M

111

n/a

2018

Mar 25, 2019

$283M

n/a

2017

Feb 27, 2018

$91.4M

n/a

2016

Jan 5, 2017

$9.1M

n/a

2015

Mar 29, 2016

$136,185

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

23.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$2.1B

-46.9%

$1.6B

-11.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MOTLEY FOOL WEALTH MANAGEMENT, LLC

Mar 13, 2025

May 30, 2025

NEW YORK, NY

Team lift out

RIA to RIA

7.1%