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X•••• P•••••• E••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

X•••• P•••••• E••••• L••

CRD 162806

ST. HELIER

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Search this name across graphsid dfx:ria:3bc177d6-3a4a-4fd6-c553-364668718e09

Data as of Jun 8, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 2
Observed: Jun 8, 2017 to Jun 8, 2017
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

X•••• P•••••• E••••• L••

P•••••• equity manager · cited, shared crd

Allocatorsidentity

X•••• P•••••• E••••• L••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
P•••••• client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-110776
CRD: 162806
Filings on the tape: 1

P•••••• funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
X•••• P•••••• E••••• V•	P•••••• Equity Fund	$277M	May 16, 2016	20	Mar 28, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C•••••• N•••••	Director	Na	yes	05/2010	Jun 8, 2017	Jun 8, 2017
F•• L••••••	Shareholder	E	yes	11/2011	Jun 8, 2017

Relationships

Controls (6)

← B••••••• C•••••• N•••••OwnerDIRECTOR, ownership code NA, individual
Jun 8, 2017 to presentfactForm ADV
← M••••••• D•••••OwnerDIRECTOR, SHAREHOLDER, ownership code F, individual
Jun 8, 2017 to presentfactForm ADV
← P••••••••• G••••••• A••••••OwnerDIRECTOR, ownership code F, individual
Jun 8, 2017 to presentfactForm ADV
← P••••••••• F•••••OwnerDIRECTOR, ownership code NA, individual
Jun 8, 2017 to presentfact

Dated events

Occurred
Jun 8, 2017
First Form ADV filing
X•••• P•••••• E••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bc177d6-3a4a-4fd6-c553-364668718e09
First observed: Jun 8, 2017
Last observed: Jun 8, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.