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Former SEC-registered adviser

X•••• P•••••• E••••• L••

Former SEC-registered adviserSt. Helier, CRD 162806SEC 801-110776IAPD
Latest filing Jun 8, 2017
First filing on the tape Jun 8, 2017 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 0
Private funds: no history
Practice profile
derived from the filing of Jun 8, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourlyreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      X•••• P•••••• E••••• V•Private Equity Fund$277M20Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• C•••••• N••••• · Directorcontrol
        since 05/2010 · owns less than 5%
      • M••••••• D••••• · Directorcontrol
        since 04/2009 · owns less than 5%
      • P••••••••• F••••• · Directorcontrol
        since 04/2009 · owns less than 5%
      • S••••••••• T•••• · Directorcontrol
        since 03/2011 · owns less than 5%
      • M••••••• D••••• · Director, Shareholdercontrol
        since 11/2011 · owns F of F•• L••••••
      • P••••••••• G••••••• A•••••• · Directorcontrol
        since 11/2011 · owns F of F•• L••••••
      • L••••• R•••••• J•••• · Director
        since 04/2013 · owns less than 5%
      • P••••••••• F••••• · Shareholder
        since 07/2014 · owns F of F•• L••••••
      Entity owners
      • F•• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • X•••• P•••••• E••••• L•• filed its initial SEC registration (Form ADV)
        Jun 8, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026