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K•• L••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)43 years in industry

K•• L••• C••••••

Advisor at A••••• F•••••••• P•••••••• I•••

St. George, UT | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:3bc6a267-0a96-0b81-c1e7-0714155cdb11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Nov 4, 2024	n/a	yes	COLORADO SPRINGS, CO\|St. George, UT	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	Aug 28, 2019	Nov 15, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	A••••• F•••••••• P•••••••• I•••	Nov 15, 2024	Nov 4, 2024	-11	Firm change	RIA to RIA
F•••• W•••••• A•••••••	I•••••••• I••••••••• I•••	Aug 27, 2019

Relationships

Registered with (3)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 28, 2019 to Nov 15, 2024factForm ADV
→ F•••• W•••••• A•••••••Registered adviserregistration: previous registration
Dec 15, 2003 to Aug 27, 2019factForm ADV

Dated events

Occurred
Nov 15, 2024
Advisor changed firm
K•• L••• C•••••• left I•••••••• I••••••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-11-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bc6a267-0a96-0b81-c1e7-0714155cdb11
First observed: Dec 15, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.