DFX Intelligence

J••••• S•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••••• S•••• T•••••••

Advisor at L•• F•••••••• L••

GREENVILLE, SC | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:3bc6aca1-f36a-01e0-62f8-cb80b6ffb887

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 8, 2021	n/a	yes	SAN DIEGO, CA\|GREENVILLE, SC\|GREENVILLE, SC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 22, 2016	Apr 12, 2021	no	GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Apr 12, 2021	Apr 8, 2021	-4	Firm change	Wirehouse to ibd
R•••••• J•••• • A••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 3, 2016	Jul 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6413:SC:2021-04-09	Apr 12, 2021	Apr 8, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 8, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 22, 2016 to Apr 12, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2009 to Aug 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bc6aca1-f36a-01e0-62f8-cb80b6ffb887
First observed: Nov 3, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.