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A•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A•• A••••••

Advisor at A••••••• W••••• M••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:3be0a95d-fef5-196e-2ddf-f4a7fb7d058f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Oct 27, 2025	n/a	yes	ATLANTA, GA	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Mar 10, 2025	Oct 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	A••••••• W••••• M••••••••• L••	Oct 27, 2025	Oct 27, 2025	0	Firm change	Ibd to RIA
E••• C•••••• G••••• L••	S••••• F••••••••• L••	Oct 23, 2023

Relationships

Registered with (5)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Mar 10, 2025 to Oct 27, 2025factForm ADV
→ E••• C•••••• G••••• L••Registered adviserregistration: previous registration
Jan 6, 2021 to Oct 23, 2023factForm ADV
→ R••••••••• C•••••• M•••••••••

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
A•• A•••••• left S••••• F••••••••• L•• for A••••••• W••••• M••••••••• L•• (registered 2025-10-27)
Form ADVobserved 7 days ago
Occurred
Oct 23, 2023
Advisor changed firm
A•• A•••••• left E••• C•••••• G••••• L•• for S••••• F••••••••• L•• (registered 2025-03-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3be0a95d-fef5-196e-2ddf-f4a7fb7d058f
First observed: Jul 31, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.