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Advisor at NORTHWEST CAPITAL MANAGEMENT INC.
LAKE OSWEGO, OR | Nashville, TN | OMAHA, NE | Bellevue, WA | Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Jun 12, 2023 | n/a | yes | Nashville, TN|Lake Oswego, OR|OMAHA, NE | Current employment |
| NORTHWEST CAPITAL MANAGEMENT INC. | Institutional manager | Dec 5, 2021 | n/a | yes | Nashville, TN|Bellevue, WA|LAKE OSWEGO, OR | Current employment |
| PARCION PRIVATE WEALTH LLC | Independent wealth | May 12, 2020 | Nov 4, 2021 | no | BELLEVUE, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 23, 2019 | Nov 6, 2019 | no | Bellevue, WA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 1, 2016 | Aug 27, 2019 | no | Lone Tree, CO|Denver, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARCION PRIVATE WEALTH LLC | NORTHWEST CAPITAL MANAGEMENT INC. | Nov 4, 2021 | Dec 5, 2021 | 31 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | PARCION PRIVATE WEALTH LLC | Nov 6, 2019 | May 12, 2020 | 188 | Firm change | Wirehouse to RIA |
| CHARLES SCHWAB & CO., INC. | UBS FINANCIAL SERVICES INC. | Aug 27, 2019 | Aug 23, 2019 | -4 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:305115:WA:2019-11-06 | Nov 6, 2019 | May 12, 2020 | BELLEVUE, WA | Firm change |