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NORTHWEST CAPITAL MANAGEMENT INC, CRD 108091
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRENT JAMESON PETTY | Certified Financial Planner | LAKE OSWEGO, OR | Lake Oswego, OR | OMAHA, NE | Seattle, WA | Wilsonville, OR | 21 | 26 | 3 | no |
| CHRISTOPHER J MARTIN | n/a | LAKE OSWEGO, OR | OMAHA, NE | Sunriver, OR | Lake Oswego, OR | 11 | 35 | 2 | no |
| SCOTT ALAN RHODES | Chartered Financial Analyst | Lake Oswego, OR | Seattle, WA | OMAHA, NE | Vashon, WA | LAKE OSWEGO, OR | 9 | 41 | 3 | no |
| Mary Johnson | Certified Financial Planner | LAKE OSWEGO, OR | Nashville, TN | OMAHA, NE | Bellevue, WA | Lake Oswego, OR | 4 | 10 | 3 | no |
| Jason Nicholas Alvarado | Certified Financial Planner | San Antonio, TX | Lake Oswego, OR | OMAHA, NE | LAKE OSWEGO, OR | 3 | 11 | 3 | no |
| PETER SCOTT HOERBER | n/a | LAKE OSWEGO, OR | Port Orchard, WA | OMAHA, NE | Lake Oswego, OR | 2 | 34 | 1 | no |
| Mia Tinyi Heinrichs | n/a | LAKE OSWEGO, OR | OMAHA, NE | Vancouver, WA | Kirkland, WA | Lake Oswego, OR | 0 | 19 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| APPLEGARTH, MARK, DANIEL | Director | Na | yes | 05/2024 | May 2, 2024 | Jul 17, 2024 |
| BCC BLUE PRINT HOLDINGS I, LLC | DIRECT OWNER | E | yes | 07/2021 | Jun 27, 2023 | Jul 17, 2024 |
| BCC BLUE PRINT HOLDINGS II, LLC | DIRECT OWNER | C | yes | 07/2021 | Jun 27, 2023 | Jul 17, 2024 |
| BCC BLUE PRINT INVESTMENTS, LP | DIRECT OWNER | E | yes | 07/2021 | Jun 27, 2023 | Jul 17, 2024 |
| CARROLL, JAMIE, MARIE | Director | Na | yes | 06/2023 | Jun 27, 2023 | Jul 17, 2024 |
| CARSON GROUP HOLDINGS, LLC. | DIRECT OWNER | E | yes | 06/2023 | Jun 27, 2023 | Jul 17, 2024 |
| CARSON GROUP, INC. | DIRECT OWNER | C | yes | 07/2019 | Jun 27, 2023 | Jul 17, 2024 |
| CARSON, RONALD, LLOYD | Owner | E | yes | 12/1994 | Jun 27, 2023 | Jul 17, 2024 |
| CLEMENTS, JAMES, EDMOND | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2023 | Jun 27, 2023 | Jul 17, 2024 |
| PETTY, BRENT, JAMESON | Director | Na | yes | 06/2023 | Mar 21, 2012 | Jul 17, 2024 |
| WHITE, GEORGE, BURTON | President | Na | yes | 11/2023 | Dec 8, 2023 | Jul 17, 2024 |
| PULVERENTI, JOHN, PATRICK | Secretary | Na | no | 06/2023 | Jun 27, 2023 | Jul 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CWM, LLC | n/a | Bd affiliated wealth | $51B | N | yes | n/a |
| CARSON GROUP INVESTING, LLC | n/a | Asset manager | $2.0B | N | yes | n/a |
| CARSON GROUP BROKERAGE, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Seattle | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $8.5B | $92.4M | 11 | 7 | 1 | n/a | n/a |
| 2024 | Apr 9, 2025 | $7.6B | $1.4B | 17 | 8 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | $6.9B | $1.4B | 17 | 8 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $5.5B | $1.1B | 17 | 8 | 1 | n/a | n/a |
| 2021 | Mar 29, 2022 | $6.5B | $2.8B | 17 | 8 | 1 | n/a | n/a |
| 2020 | Mar 29, 2021 | $5.7B | $1.6B | 15 | 8 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $4.0B | $2.1B | 15 | 8 | 1 | n/a | n/a |
| 2018 | Mar 22, 2019 | $3.3B | $1.1B | 12 | 7 | 1 | n/a | n/a |
| 2017 | Feb 9, 2018 | $3.4B | $1.2B | 14 | 11 | 1 | n/a | n/a |
| 2016 | Feb 3, 2017 | $2.3B | $956M | 14 | 8 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.1B | $739M | 16 | 9 | n/a | n/a | n/a |
| 2014 | Apr 2, 2015 | $2.3B | $1.1B | 13 | 7 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $2.2B | $1.1B | 14 | 8 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.9B | $964M | 13 | 9 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $1.7B | $1.7B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.5B | $7.6B | 12.8% | $5.5B | 15.9% | 11 | 17 | 1 | 1 |