DFX Intelligence

L•••• A••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

L•••• A••••• C•••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:3bea0a6a-e614-0e4c-bd0a-7efd43f05506

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Aug 7, 2018	Apr 3, 2023	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	E•••••• A••••••• G••••• L••	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
P•••••• W••••• A••••••• G••••	P••••••• C•••••• A••••••• C•••••••••	Jul 16, 2018	Aug 7, 2018

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Aug 7, 2018 to Apr 3, 2023factForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Jul 28, 2016 to Jul 16, 2018factForm ADV
→ P•••••• E••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bea0a6a-e614-0e4c-bd0a-7efd43f05506
First observed: Jul 19, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.