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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CESAR AUGUSTO RAMOS

Advisor at MORGAN STANLEY

Miami, FL

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Search this name across graphsid dfx:ria:3bebc124-d835-83db-482f-d9e7e7916cac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 19, 2007
First registration: Jan 23, 2007
Dual registered: yes, broker-dealer
Other names: CESAR AUGUSTO RAMOS|CESAR A RAMUS|CESAR A RAMOS
IAPD individual key: 5220227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Dec 2, 2009	n/a	yes	Miami, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 26, 2007	Nov 19, 2009	no	CORAL GABLES, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Aug 16, 2007	no	PLANTATION, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 23, 2007	Apr 2, 2007	no	PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Nov 19, 2009	Dec 2, 2009	13	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 16, 2007	Oct 26, 2007	71	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Dec 2, 2009 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 26, 2007 to Nov 19, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Aug 16, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 23, 2007 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.