DFX Intelligence

A••••• J••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

A••••• J••• G•••••

Advisor at C••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c022068-805b-4a4d-32e9-18ad7edc360d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Oct 19, 2020	n/a	yes	OMAHA, NE\|Woodland Hills, CA\|Torrance, CA\|Pasadena, CA	Current employment
A•••••• F•••••••• P•••••••• I•••	State registered	Oct 23, 2018	Nov 3, 2020	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• F•••••••• P•••••••• I•••	C••• L••	Nov 3, 2020	Oct 19, 2020	-15	Firm change	Other
L•• F•••••••• L••	A•••••• F•••••••• P•••••••• I•••	Oct 21, 2020	Oct 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
136834:155344:CA:2020-11-03	Nov 3, 2020	Oct 19, 2020	IRVINE, CA	Firm change
6413:136834:CA:2020-10-21	Oct 21, 2020	Oct 23, 2018	WOODLAND HILLS, CA	Firm change after gap

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Oct 19, 2020 to presentfactForm ADV
→ A•••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2018 to Nov 3, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 21, 2020factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c022068-805b-4a4d-32e9-18ad7edc360d
First observed: Aug 14, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.