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RIA / WealthAdvisor27 years in industry

TODD JEFFERY KLEINFELD

Advisor at PATRIOTS FIRST FINANCIAL ADVISORS, LLC

Traverse City, MI

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Search this name across graphsid dfx:ria:3c1175c7-1da2-b34b-3e4c-b10bf099d1be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATRIOTS FIRST FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 19, 1999
First registration: Mar 10, 1999
Dual registered: no
Other names: TODD J KLEINFELD|TODD KLENFELD
IAPD individual key: 1998596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PATRIOTS FIRST FINANCIAL ADVISORS, LLC	State registered	Feb 20, 2022	n/a	yes	Traverse City, MI	Current employment
VICTORIA CAPITAL MANAGEMENT, INC.	Other adviser	Oct 30, 2019	Aug 11, 2021	no	CHARLESTON, SC	Previous registration
MORGAN STANLEY	Wirehouse	Dec 12, 2014	Oct 16, 2019	no	VALENCIA, CA\|Woodland Hills, CA\|VALENCIA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 10, 1999	Dec 16, 2014	no	BEVERLY HILLS, CA\|ENCINO, CA\|ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VICTORIA CAPITAL MANAGEMENT, INC.	PATRIOTS FIRST FINANCIAL ADVISORS, LLC	Aug 11, 2021	Feb 20, 2022	193	Firm change	RIA to state RIA
MORGAN STANLEY	VICTORIA CAPITAL MANAGEMENT, INC.	Oct 16, 2019	Oct 30, 2019	14	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Dec 16, 2014	Dec 12, 2014	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ PATRIOTS FIRST FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Feb 20, 2022 to presentfactForm ADV
→ VICTORIA CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 30, 2019 to Aug 11, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 12, 2014 to Oct 16, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 10, 1999 to Dec 16, 2014factForm ADV

Dated events

No dated event names this entity yet.