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T••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T••••••• A•••• M••••••••• L••

CRD 300814

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:3c24b278-3dfc-187a-5210-61eb6b81de6b

Data as of Jan 7, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2019 to Jan 7, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $280M••• Locked
Discretionary RAUM: $280M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• L••••• H••••	BOARD MEMBER, DIRECTOR	F	yes	01/2015	Feb 15, 2019	Jan 7, 2020
C••••• K••••• P•••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2019	Feb 15, 2019	Jan 7, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• A•••••••• L••	n/a	Bd affiliated wealth	$35B	N	yes	n/a
W••••••• C•••••• M••••••••• L••	n/a	Institutional manager	$4.0B	N	yes	n/a

Relationships

Affiliated with (3)

→ W••••••• C•••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserbroker-dealer, common control
factForm ADV
→ S•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (7)

← B•••••• L••••• H••••Owner

Dated events

Occurred
Nov 5, 2019
Control person left
Mark Matthew Reynolds (Director) no longer on Schedule A of T••••••• A•••• M••••••••• L•• (listed 2019-02-21, absent 2019-11-05)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2019
First Form ADV filing
T••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c24b278-3dfc-187a-5210-61eb6b81de6b
First observed: Feb 15, 2019
Last observed: Jan 7, 2020 81 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.