DFX Intelligence

C••••• A•• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• A•• A•••••••

Advisor at G•••••• I••••••••• M•••••••••

CARMEL, IN

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Search this name across graphsid dfx:ria:3c2908b3-b844-1296-4c4a-89e1409152e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Aug 9, 2018 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••• A•• A•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• I••••••••• M•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• I••••••••• M•••••••••	Mixed wealth	May 22, 2024	n/a	yes	CARMEL, IN	Current employment
P••••••• L••	Asset manager	Aug 9, 2018	Apr 16, 2024	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• L••	G•••••• I••••••••• M•••••••••	Apr 16, 2024	May 22, 2024	36	Firm change	Other

Relationships

Registered with (2)

→ G•••••• I••••••••• M•••••••••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Aug 9, 2018 to Apr 16, 2024factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c2908b3-b844-1296-4c4a-89e1409152e3
First observed: Aug 9, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.