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GOELZER INVESTMENT MANAGEMENT, INC., CRD 44402
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRETT DEAN MCKAMEY | Chartered Financial Analyst | CARMEL, IN | 27 | 39 | n/a | no |
| JAMES ANDREW CONCANNON | Certified Financial Planner|Chartered Financial Analyst | CARMEL, IN | 21 | 34 | 1 | no |
| SHERRI LYNN WILSON | n/a | CARMEL, IN | 19 | 30 | n/a | no |
| BRIAN JOSEPH PYNE | Certified Financial Planner|Chartered Financial Analyst | CARMEL, IN | 14 | 24 | 3 | no |
| GAVIN WAYNE STEPHENS | Chartered Financial Analyst | CARMEL, IN | 11 | 12 | n/a | no |
| SUSAN MICHELLE JANN | Certified Financial Planner | CARMEL, IN | 10 | 24 | 2 | no |
| ELAINE ANNETTE BEATY | n/a | CARMEL, IN | 7 | 15 | 1 | no |
| Kory Joseph Fay | Certified Financial Planner | CARMEL, IN | 7 | 11 | 4 | no |
| UMESH SHIVAJI NATHANI | Chartered Financial Analyst | CARMEL, IN | 5 | 17 | n/a | no |
| ADRIAN ODEN MILLER | Chartered Financial Analyst | CARMEL, IN | 4 | 22 | 1 | no |
| SCOTT MICHAEL BRESKE | n/a | CARMEL, IN | 4 | 14 | n/a | no |
| DAVID SCOTT ALEXANDER | Certified Financial Planner|Chartered Financial Consultant | CARMEL, IN | 4 | 28 | 2 | no |
| Lisa Cantu | n/a | CARMEL, IN | 3 | 13 | n/a | no |
| Nicholas Estey | Certified Financial Planner | CARMEL, IN | 2 | 13 | 3 | no |
| Cheryl Ann Ackerman | n/a | CARMEL, IN | 2 | 11 | 1 | no |
| Sara Jane Omohundro | Chartered Financial Analyst | CARMEL, IN | 1 | 10 | n/a | no |
| GREGORY WILLIAM GOELZER | n/a | CARMEL, IN | 1 | 42 | n/a | no |
| Caleb Layth Hussain | n/a | CARMEL, IN | 1 | 11 | n/a | no |
| REBECCA W JACKLIN | Certified Financial Planner | CARMEL, IN | 1 | 23 | 4 | no |
| KIP BARRY ROBBINS | Chartered Financial Analyst | CARMEL, IN | 1 | 24 | 1 | no |
| GREGORY RICHARD THOMPSON | n/a | CARMEL, IN | 0 | 32 | 3 | no |
| Benjamin Randall Cloud | n/a | CARMEL, IN | 0 | 14 | 1 | no |
| PHILIP ANDREW KOJICH | n/a | CARMEL, IN | 0 | 16 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Ackerman, Cheryl, Ann | CHIEF FINANCIAL OFFICER | Na | yes | 03/2026 | Jul 1, 2026 | Jul 1, 2026 |
| MCKAMEY, BRETT, DEAN | SENIOR PARTNER | B | yes | 06/2003 | Jul 1, 2026 | Jul 1, 2026 |
| STEPHENS, GAVIN, WAYNE | CHIEF INVESTMENT OFFICER | Na | yes | 01/2024 | Jul 1, 2026 | Jul 1, 2026 |
| GOELZER, GREGORY, WILLIAM | Trustee | E | yes | 12/2012 | Mar 26, 2012 | Nov 8, 2024 |
| GOELZER, GREGORY, WILLIAM | CHAIRMAN AND CEO | B | yes | 06/2003 | Mar 26, 2012 | Nov 8, 2024 |
| MCKAMEY, BRETT, DEAN | Trustee | C | yes | 12/2012 | Mar 26, 2012 | Nov 8, 2024 |
| CONCANNON, JAMES, ANDREW | SENIOR PARTNER | A | no | 11/2009 | Jul 1, 2026 | Jul 1, 2026 |
| GOELZER EMPLOYEE STOCK | Owner | B | no | 12/2010 | Jul 1, 2026 | Jul 1, 2026 |
| HUTCHINSON, DONALD, JOSEPH | CHIEF GROWTH OFFICER | A | no | 06/2021 | Jul 1, 2026 | Jul 1, 2026 |
| PYNE, BRIAN, JOSEPH | MANAGING DIRECTOR, PRIVATE CLIENT OFFICER | A | no | 03/2012 | Jul 1, 2026 | Jul 1, 2026 |
| COTTERILL, CHRIS | Trustee | C | no | 12/2021 | May 22, 2024 | Nov 8, 2024 |
| COTTERILL, CHRIS | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | Na | no | 04/2020 | May 22, 2024 | Nov 8, 2024 |
| FREIHOFER, LISA GOELZER | Owner | B | no | 09/2007 | Mar 26, 2012 | Nov 8, 2024 |
| GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | Owner | A | no | 12/2010 | Mar 26, 2012 | Nov 8, 2024 |
| GOELZER, SANDRA KAY | Owner | B | no | 09/2007 | Mar 26, 2012 | Nov 8, 2024 |
| PYNE, BRIAN, JOSEPH | Trustee | C | no | 12/2021 | Mar 30, 2023 | Nov 8, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $4.5B | $4.3B | 34 | 22 | 0 | n/a | n/a |
| 2024 | Apr 11, 2025 | $3.8B | $3.6B | 35 | 28 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $3.2B | $3.1B | 36 | 36 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $2.4B | $2.3B | 37 | 37 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $2.4B | $2.4B | 33 | 33 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.1B | $2.1B | 29 | 29 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.9B | $1.8B | 29 | 29 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $1.5B | $1.4B | 27 | 27 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.6B | $1.5B | 24 | 23 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.4B | $1.4B | 21 | 21 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $1.3B | $1.2B | 22 | 22 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $1.2B | $1.2B | 21 | 21 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $1.0B | $1.0B | 20 | 19 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $797M | $776M | 20 | 14 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $710M | $685M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 3 | 0 | 13.0% | 0 | 0 | 0 | 7 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.5B | $3.8B | 17.3% | $2.4B | 24.1% | 34 | 35 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | 3 | May 12, 2026 | Apr 16, 2026 | CARMEL, IN | Team lift out | RIA to RIA | 12.0% |