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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

IRL ANDREW SOLOMON

Advisor at RBC CAPITAL MARKETS, LLC

Fort Lauderdale, FL | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:3c2cdc9a-07dd-13be-e54a-297af0b2ff66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 9, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 10, 1997
First registration: Sep 9, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2936875

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 30, 2015	n/a	yes	FORT LAUDERDALE, FL\|Fort Lauderdale, FL	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Jun 29, 2012	Feb 19, 2015	no	MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 11, 2012	no	Miami, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 9, 2009	Jun 1, 2009	no	MIAMI, FL	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	Apr 23, 2009	no	IRVINE, CA\|MIAMI, FL\|MIAMI, FL	Previous registration
PERSHING LLC	n/a	Sep 9, 1997	Jan 17, 2003	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	RBC CAPITAL MARKETS, LLC	Feb 19, 2015	Jan 30, 2015	-20	Firm change	Other
MORGAN STANLEY	BARCLAYS CAPITAL INC.	Jul 11, 2012	Jun 29, 2012	-12	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CREDIT SUISSE SECURITIES (USA) LLC	MORGAN STANLEY & CO. LLC	Apr 23, 2009	Apr 9, 2009	-14	Firm change	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jun 29, 2012 to Feb 19, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 11, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 9, 2009 to Jun 1, 2009factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jan 17, 2003 to Apr 23, 2009factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Sep 9, 1997 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.