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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

CHARLES HENRY GARRIDO

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

Chicago, IL | New York, NY

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Search this name across graphsid dfx:ria:3c3833cf-0e98-b4a9-5b04-34945a6423b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 18, 1983
First registration: Jan 20, 1999
Dual registered: yes, broker-dealer
Other names: CHARLES HENRY GARRIDO|CHARLES HENRY GARRIDO
IAPD individual key: 1191231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Oct 31, 2018	n/a	yes	New York, NY\|Chicago, IL	Current employment
MCDONALD PARTNERS LLC	Independent wealth	Aug 16, 2011	Oct 30, 2018	no	CLEVELAND, OH\|CLEVELAND, OH\|CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Jan 22, 2004	Aug 15, 2011	no	CHICAGO, IL\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Jan 20, 1999	Feb 3, 2004	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MCDONALD PARTNERS LLC	A.G.P / ALLIANCE GLOBAL PARTNERS	Oct 30, 2018	Oct 31, 2018	1	Firm change	RIA to RIA
DAVID A. NOYES & COMPANY	MCDONALD PARTNERS LLC	Aug 15, 2011	Aug 16, 2011	1	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	DAVID A. NOYES & COMPANY	Feb 3, 2004	Jan 22, 2004	-12	Firm change	Other

Relationships

Registered with (4)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ MCDONALD PARTNERS LLCRegistered adviserregistration: previous registration
Aug 16, 2011 to Oct 30, 2018factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Jan 22, 2004 to Aug 15, 2011factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Jan 20, 1999 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.