This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TOUCHSTONE ADVISORS INC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 16, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Jul 16, 2004

First registration

Nov 28, 2007

Dual registered

yes, broker-dealer

Other names

ROBERT JOHN MOODY|ROB MOODY|ROBERT J MOODY

IAPD individual key

4798449

• Occurred

  Mar 22, 2022
  Advisor changed firm

  Robert Moody left Columbia Management Investment Advisers, Llc for Touchstone Advisors Inc (registered 2022-04-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3c5056d7-a1d5-0092-b3cb-4d784c8d57ea

First observed

Nov 28, 2007

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.