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Advisor at RED SPRUCE CAPITAL, LLC
CORVALLIS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RED SPRUCE CAPITAL, LLC | Independent wealth | Nov 12, 2014 | n/a | yes | CORVALLIS, OR | Current employment |
| SANTA BARBARA ASSET MANAGEMENT, LLC | Former SEC adviser | Jan 5, 2009 | Nov 2, 2010 | no | LOS ANGELES, CA | Previous registration |
| RITTENHOUSE ASSET MANAGEMENT, INC. | n/a | Nov 15, 2004 | Jan 5, 2009 | no | RADNOR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTA BARBARA ASSET MANAGEMENT, LLC | RED SPRUCE CAPITAL, LLC | Nov 2, 2010 | Nov 12, 2014 | 1,471 | Firm change after gap | Other |
| RITTENHOUSE ASSET MANAGEMENT, INC. | SANTA BARBARA ASSET MANAGEMENT, LLC | Jan 5, 2009 | Jan 5, 2009 | 0 | Firm change | Other |