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CRD 158720
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK JOSEPH VASQUEZ | n/a | BERWYN, PA | 14 | 15 | n/a | no |
| AMISH BHASKER DESAI | n/a | BERWYN, PA | 14 | 15 | n/a | no |
| MARK ERNEST KENNEDY | n/a | Rose Valley, PA | BERWYN, PA | 14 | 41 | n/a | no |
| RAHUL R SHAH | n/a | CORVALLIS, OR | 11 | 21 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DESAI, AMISH, BHASKER | Member | D | yes | 06/2011 | Aug 15, 2018 | Oct 11, 2024 |
| VASQUEZ, MARK, JOSEPH | MEMBER & CHIEF COMPLIANCE OFFICER | D | yes | 06/2011 | Aug 15, 2018 | Oct 11, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 20, 2026 | $257M | $257M | 4 | 4 | 0 | n/a | n/a |
| 2024 | Feb 10, 2025 | $232M | $232M | 4 | 4 | 0 | n/a | n/a |
| 2023 | Jan 16, 2024 | $201M | $201M | 4 | 4 | 0 | n/a | n/a |
| 2022 | Jan 5, 2023 | $168M | $168M | 5 | 5 | 0 | n/a | n/a |
| 2021 | Jan 20, 2022 | $191M | $191M | 4 | 4 | 0 | n/a | n/a |
| 2020 | Jan 13, 2021 | $150M | $150M | 4 | 4 | 0 | n/a | n/a |
| 2019 | Jan 17, 2020 | $125M | $125M | 4 | 4 | 0 | n/a | n/a |
| 2018 | Jan 23, 2019 | $104M | $104M | 4 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $257M | $232M | 10.8% | $168M | 15.3% | 4 | 4 | 0 | 0 |