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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

VICENTE ALEXANDER FERRERA AZARAK

Advisor at ADVISORY INVESTOR SERVICES LLC

Miami, FL | MIAMI, FL

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Search this name across graphsid dfx:ria:3c63f8c3-83ad-93e2-539c-34d8d18be1db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISORY INVESTOR SERVICES LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 5, 2001
First registration: Apr 23, 2002
Dual registered: yes, broker-dealer
Other names: VICENTE FERRERA|VICENTE ALEXANDER FERRERA
IAPD individual key: 4313925

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORY INVESTOR SERVICES LLC	Mixed wealth	Jan 2, 2025	n/a	yes	MIAMI, FL\|Miami, FL	Current employment
MIURA INVESTMENT ADVISORS, INC	State registered	Aug 7, 2018	Apr 5, 2021	no	MIAMI, FL	Previous registration
INSIGNEO WEALTH ADVISORS, LLC	Former SEC adviser	Aug 15, 2011	Jul 31, 2017	no	MIAMI, FL	Previous registration
NORTHEAST ASSET MANAGEMENT LLC	Former SEC adviser	Sep 4, 2009	May 27, 2011	no	MIAMI, FL\|MIAMI, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jul 29, 2009	no	MIAMI, FL\|MIAMI, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 23, 2002	Jul 1, 2003	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MIURA INVESTMENT ADVISORS, INC	ADVISORY INVESTOR SERVICES LLC	Apr 5, 2021	Jan 2, 2025	1,368	Firm change after gap	Other
INSIGNEO WEALTH ADVISORS, LLC	MIURA INVESTMENT ADVISORS, INC	Jul 31, 2017	Aug 7, 2018	372	Firm change	Other
NORTHEAST ASSET MANAGEMENT LLC	INSIGNEO WEALTH ADVISORS, LLC	May 27, 2011	Aug 15, 2011	80	Firm change	Other
WELLS FARGO ADVISORS	NORTHEAST ASSET MANAGEMENT LLC	Jul 29, 2009	Sep 4, 2009	37	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ ADVISORY INVESTOR SERVICES LLCRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ MIURA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Aug 7, 2018 to Apr 5, 2021factForm ADV
→ INSIGNEO WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 15, 2011 to Jul 31, 2017factForm ADV
→ NORTHEAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to May 27, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jul 29, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 23, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.