DFX Intelligence

B•••• M••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

B•••• M••••• B•••••

Advisor at C••••••• P•••••••

Newport Beach, CA | OVERLAND PARK, KS

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Oct 9, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jan 21, 2026	n/a	yes	Newport Beach, CA\|OVERLAND PARK, KS	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Jan 21, 2026	no	DEER PARK, IL\|SIMI VALLEY, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	S••••••• P•••••• C••••• G••••• L••	Mar 13, 2026	Mar 9, 2015	-4,022	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	C••••••• P•••••••	Jan 21, 2026	Jan 21, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
134997:105644:CA:2025-12-09	Dec 9, 2025	Jun 29, 2023	NEWPORT BEACH, CA	Firm change after gap
13572:126777:CA:2023-06-29	Jun 29, 2023	Jan 7, 2009	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (5)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2009 to Mar 13, 2026factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Jan 21, 2026factForm ADV
→ S••••••• P•••••• C••••• G••••• L••

Dated events

Order

Occurred
13 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
21 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Dec 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 9, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.