DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brock Martin Becker

Creative Planningindependent RIANewport Beach, Ca IA-onlyIAPD 4425823

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Jan 21, 2026

In the industry

25 y

since Jul 30, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Creative Planning independent RIA current
since Jan 21, 2026 · Newport Beach, Ca
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Jan 21, 2026 · Deer Park, Il
Sageview Private Client Group, LLC former
Mar 24, 2016 to Dec 9, 2025 · Newport Beach, Ca
Sageview Private Client Group, LLC former
Mar 9, 2015 to Dec 31, 2015 · Newport Beach, Ca
Creative Planning Institutional Advisors, LLC institutional
Jan 7, 2009 to Mar 13, 2026 · Deer Park, Il
Cetera Advisor Networks LLC former
Oct 9, 2008 to Jun 29, 2023 · Deer Park, Il

Moves

a registration end followed by a registration begin elsewhere

Creative Planning Institutional Advisors, LLC to Sageview Private Client Group, LLC
left Mar 13, 2026, registered Mar 9, 2015 (-4022 days) · Other
Cetera Investment Advisers LLC to Creative Planning
left Jan 21, 2026, registered Jan 21, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
Sageview Private Client Group, LLC to Cetera Investment Advisers LLC
left Dec 9, 2025, registered Jun 29, 2023 (-894 days) · Other · moved with a team
Cetera Advisor Networks LLC to Creative Planning Institutional Advisors, LLC
left Jun 29, 2023, registered Jan 7, 2009 (-5286 days) · Other · moved with a team

Signals

Brock Martin Becker left Creative Planning Institutional Advisors, Llc for Sageview Private Client Group, Llc (registered 2015-03-09)
Mar 13, 2026 · Advisor changed firm · fact
Brock Martin Becker left Cetera Investment Advisers Llc for Creative Planning (registered 2026-01-21)
Jan 21, 2026 · Advisor changed firm · fact
Brock Martin Becker left Sageview Private Client Group, Llc for Cetera Investment Advisers Llc (registered 2023-06-29)
Dec 9, 2025 · Advisor changed firm · fact
Brock Martin Becker left Cetera Advisor Networks Llc for Creative Planning Institutional Advisors, Llc (registered 2009-01-07)
Jun 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address