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Advisor at PRINCIPAL ADVISED SERVICES
CITRUS HEIGHTS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL ADVISED SERVICES | Bd affiliated wealth | Nov 3, 2022 | n/a | yes | CITRUS HEIGHTS, CA | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | May 11, 2015 | Feb 5, 2018 | no | ROSEVILLE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 19, 2011 | Apr 23, 2015 | no | ROSEVILLE, CA|ROSEVILLE, CA|SAN JOSE, CA|ROSEVILLE, CA|NEW YORK, NY|ROSEVILLE, CA|CITRUS HEIGHTS, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | PRINCIPAL ADVISED SERVICES | Feb 5, 2018 | Nov 3, 2022 | 1,732 | Firm change after gap | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATEGIC ADVISERS LLC | Apr 23, 2015 | May 11, 2015 | 18 | Firm change | Wirehouse to ibd |