DFX Intelligence

C••• A•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

C••• A•••• M••••••••

Advisor at C••••••

Denver, CO

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Search this name across graphsid dfx:ria:3c747710-51c0-cb37-a258-73450adad1b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 27, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Mar 31, 2023	n/a	yes	Denver, CO	Current employment
S••••• B••••• • H•••••	Other adviser	Jun 20, 2018	Dec 14, 2023	no	denver, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B••••• • H•••••	C••••••	Dec 14, 2023	Mar 31, 2023	-258	Firm change after gap	Other
D••••• I•••••••••	S••••• B••••• • H•••••	Aug 15, 2018	Jun 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
106505:319448:CO:2023-12-14	Dec 14, 2023	Mar 31, 2023	D•••••, CO	Firm change after gap
107293:106505:CO:2018-08-15	Aug 15, 2018	Jun 20, 2018	D•••••, CO	Firm change after gap

Relationships

Registered with (5)

→ C••••••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ S••••• B••••• • H•••••Registered adviserregistration: previous registration
Jun 20, 2018 to Dec 14, 2023factForm ADV
→ D••••• I•••••••••Registered adviserregistration: previous registration
Mar 2, 2011 to Aug 15, 2018factForm ADV
→ J••••••• W••••• M•••••••••

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
C••• A•••• M•••••••• left S••••• B••••• • H••••• for Corient (registered 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c747710-51c0-cb37-a258-73450adad1b9
First observed: Jan 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.