DFX Intelligence

J••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

J••••••• W••••• M•••••••••

J••••••• W••••• M•••••••••, LLC, CRD 107156

DENVER, CO

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Search this name across graphsid dfx:ria:dd69491d-d6ed-b213-6a48-a7f9a52381d4

Data as of Mar 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 12
On other graphs: 0
Observed: Mar 21, 2012 to Mar 1, 2024
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $772Mderived••• Locked
Private client share: 69%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J•• I••••• • G••••• F••• I• L•	Other Private Fund	$59.4M	Mar 1, 2024	46	Jul 28, 2022	reported	021-449573

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• J•••••• J•••	Owner	E	yes	01/2021	Mar 21, 2012	Mar 1, 2024
J•••••••• J•••••• J•••	Ceo	Na	yes	12/2008	Mar 21, 2012	Mar 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•• P••••••• I• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.1B	$973M	15.4%	$780M	12.9%	10	10	2	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• P••••••• L••	6	Oct 22, 2024	Oct 1, 2024	DENVER, CO	Firm absorbed	RIA to RIA	100.0%

Relationships

Advises (1)

→ J•• I••••• • G••••• F••• I• L•Private fundOther Private Fund, IA
Jul 28, 2022 to presentfactForm ADV

Controls (4)

← J•••••••• J•••••• J•••OwnerOWNER, ownership code E, individual
Mar 21, 2012 to presentfactForm ADV
← S•••••••• R•••••• B••••OwnerPARTNER, ownership code A, individual
Mar 26, 2013 to presentfactForm ADV
← K•••••••• K•••• W•••OwnerPARTNER/CHIEF COMPLIANCE OFFICER, ownership code A, individual

Dated events

Occurred
May 2, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$1.1B
Occurred
Oct 22, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
6 advisors
Occurred
Oct 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 22, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd69491d-d6ed-b213-6a48-a7f9a52381d4
First observed: Mar 21, 2012
Last observed: Mar 1, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.