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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

BOYD JOHN KLINGLER

Advisor at OPPENHEIMER & CO. INC.

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 14, 1984
First registration: Jun 25, 1999
Dual registered: yes, broker-dealer
Other names: BOYD J KLINGLER
IAPD individual key: 1294692

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 19, 2025	n/a	yes	CHICAGO, IL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 28, 2022	Apr 14, 2025	no	Chicago, IL	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Apr 1, 2011	Dec 31, 2022	no	Chicago, IL	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Apr 3, 2007	Apr 1, 2011	no	CHICAGO, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 25, 1999	Apr 3, 2007	no	CHICAGO, IL\|Chicago, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	OPPENHEIMER & CO. INC.	Apr 14, 2025	Mar 19, 2025	-26	Firm change	Ibd to ibd
B RILEY WEALTH MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2022	Jul 28, 2022	-156	Bulk transfer	Ibd to ibd
HOWE BARNES CAPITAL MANAGEMENT, INC.	B RILEY WEALTH MANAGEMENT	Apr 1, 2011	Apr 1, 2011	0	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	HOWE BARNES CAPITAL MANAGEMENT, INC.	Apr 3, 2007	Apr 3, 2007	0	Firm change	Other

Relationships

Registered with (5)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 28, 2022 to Apr 14, 2025factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 1, 2011 to Dec 31, 2022factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 3, 2007 to Apr 1, 2011factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 25, 1999 to Apr 3, 2007factForm ADV

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
Boyd John Klingler left B. Riley Wealth Advisors, Inc. for Oppenheimer & Co. Inc. (registered 2025-03-19)
Form ADVobserved 4 days ago