DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Boyd John Klingler

Oppenheimer & Co. Inc.BD affiliatedChicago, Ildual registrantIAPD 1294692

Feed of 09/14/2026

Also filed as Boyd J Klingler

At current firm

1 y

since Mar 19, 2025

In the industry

42 y

since Aug 14, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Mar 19, 2025 · Chicago, Il
B. Riley Wealth Advisors, Inc. BD affiliated
Jul 28, 2022 to Apr 14, 2025 · Chicago, Il
B Riley Wealth Management former
Apr 1, 2011 to Dec 31, 2022 · Chicago, Il
Howe Barnes Capital Management, Inc. unclassified
Apr 3, 2007 to Apr 1, 2011 · Chicago, Il
Raymond James & Associates, Inc. national BD
Jun 25, 1999 to Apr 3, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to Oppenheimer & Co. Inc.
left Apr 14, 2025, registered Mar 19, 2025 (-26 days) · Affiliated broker-dealer or bank to another
B Riley Wealth Management to B. Riley Wealth Advisors, Inc.
left Dec 31, 2022, registered Jul 28, 2022 (-156 days) · corporate re-registration, not a move
Howe Barnes Capital Management, Inc. to B Riley Wealth Management
left Apr 1, 2011, registered Apr 1, 2011 (0 days) · Other
Raymond James & Associates, Inc. to Howe Barnes Capital Management, Inc.
left Apr 3, 2007, registered Apr 3, 2007 (0 days) · Other

Signals

Boyd John Klingler left B. Riley Wealth Advisors, Inc. for Oppenheimer & Co. Inc. (registered 2025-03-19)
Apr 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address