DFX Intelligence

C•••••• T••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••• T••••• R•••••

Advisor at I••••••••• W••••• M•••••••••

BARRINGTON, IL | Shelbyville, KY

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Search this name across graphsid dfx:ria:3c9c60f9-4547-74b4-f97d-2ff5395d7baa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Mar 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• M•••••••••	Independent wealth	Jun 17, 2025	n/a	yes	BARRINGTON, IL\|Shelbyville, KY	Current employment
D•••••••• B• D••••• F•••••••• P•••••••	n/a	Mar 12, 2025	Jun 3, 2025	no	SHELBYVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• B• D••••• F•••••••• P•••••••	I••••••••• W••••• M•••••••••	Jun 3, 2025	Jun 17, 2025	14	Firm change	Other
L•••••• E••• F•••••••• P••••••• L••	D•••••••• B• D••••• F•••••••• P•••••••	Dec 20, 2024	Mar 12, 2025

Relationships

Registered with (5)

→ I••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 17, 2025 to presentfactForm ADV
→ D•••••••• B• D••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 12, 2025 to Jun 3, 2025factForm ADV
→ L•••••• E••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Dec 20, 2024factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jun 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c9c60f9-4547-74b4-f97d-2ff5395d7baa
First observed: Mar 24, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.