L••• F••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

TALLAHASSEE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3c9e0b62-d691-c420-1a9c-c87d1c3d72c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 28, 2009	n/a	yes	TALLAHASSEE, FL	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Jul 22, 2009	Sep 21, 2009	no	TALLAHASSEE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 21, 2009	Sep 28, 2009	7	Firm change	Other
T•••• S••••• S••••••••• I•••	N•• E•••••• S••••••••• C•••••••••	Jun 16, 2009	Jul 22, 2009

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 28, 2009 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 22, 2009 to Sep 21, 2009factForm ADV
→ T•••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2008 to Jun 16, 2009factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c9e0b62-d691-c420-1a9c-c87d1c3d72c5
First observed: Mar 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.