DFX Intelligence

S•••• V•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••• V•••••• V••••••

Advisor at F•••• C••••••

SARASOTA, FL

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Search this name across graphsid dfx:ria:3c9ef21a-cf17-9768-2146-2818147b2a47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••	State registered	Jan 21, 2026	n/a	yes	SARASOTA, FL	Current employment
S••••••••• I•••••••••	Independent wealth	Jun 12, 2024	Jan 14, 2026	no	NEW YORK, NY\|Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• I•••••••••	F•••• C••••••	Jan 14, 2026	Jan 21, 2026	7	Firm change	RIA to state RIA
I•••••••• C•••••• A•••••••	S••••••••• I•••••••••	Jun 3, 2014	Jun 12, 2024

Relationships

Registered with (5)

→ F•••• C••••••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ S••••••••• I•••••••••Registered adviserregistration: previous registration
Jun 12, 2024 to Jan 14, 2026factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Aug 16, 2012 to Jun 3, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Jan 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3c9ef21a-cf17-9768-2146-2818147b2a47
First observed: Jul 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.