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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)

ALLEGRO CLO IX, LTD.

advised by AXA INVESTMENT MANAGERS US INC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3cb63f84-5fb0-d078-1a2d-542a45be71d1

Data as of May 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 28, 2019 to May 22, 2024
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

ALLEGRO CLO IX, LTD.

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: AXA INVESTMENT MANAGERS US INCCRD 113608
Fund type: Securitized Asset Fund
Latest reported GAV: $538Mgross asset value on Schedule D 7.B(1), as of 2024-05-22; never fund size
Peak reported GAV: $544M
Beneficial owners: 2
Minimum investment: $250,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 5200%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 28, 2019
Last reported: May 22, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 20
Fund id: 805-7086279190

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
May 22, 2024	$538M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 29, 2024	$538M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Jan 4, 2024	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Jan 4, 2024	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Nov 20, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Jun 23, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Apr 27, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Apr 3, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 31, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Jan 11, 2023	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Sep 26, 2022	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Sep 26, 2022	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Sep 23, 2022	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Aug 31, 2022	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 31, 2022	$542M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Feb 3, 2022	$536M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Feb 1, 2022	$536M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 31, 2021	$536M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 30, 2020	$544M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.
Mar 28, 2019	$531M	2	$250,000	0.0%	no	ALLEGRO CLO IX, LTD.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
U.S. BANK NATIONAL ASSOCIATION	U.S. BANK NATIONAL ASSOCIATION	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← AXA INVESTMENT MANAGERS US INCRegistered adviserSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3cb63f84-5fb0-d078-1a2d-542a45be71d1
First observed: Mar 28, 2019
Last observed: May 22, 2024 28 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLEGRO CLO IX, LTD.

advised by AXA INVESTMENT MANAGERS US INC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3cb63f84-5fb0-d078-1a2d-542a45be71d1

Data as of May 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

May 22, 2024

$538M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 29, 2024

$538M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Jan 4, 2024

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Jan 4, 2024

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Nov 20, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Jun 23, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Apr 27, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Apr 3, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 31, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Jan 11, 2023

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Sep 26, 2022

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Sep 26, 2022

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Sep 23, 2022

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Aug 31, 2022

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 31, 2022

$542M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Feb 3, 2022

$536M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Feb 1, 2022

$536M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 31, 2021

$536M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 30, 2020

$544M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Mar 28, 2019

$531M

$250,000

0.0%

ALLEGRO CLO IX, LTD.

Custodian

Legal name

City

State

Country

Related person

SEC number

U.S. BANK NATIONAL ASSOCIATION

NEW YORK

New York

United States

n/a