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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

AXA INVESTMENT MANAGERS US INC

CRD 113608

NEW YORK, NY

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Search this name across graphsid dfx:ria:bcb6e127-8c60-1cda-c431-974ab2b91b99

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 33
On other graphs: 0
Observed: Mar 30, 2012 to Jul 30, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.84 institutional_share=0.16 related_bd=true related_bank=true bd_reps=12.0
Regulatory AUM: $79BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $78B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 167
Advisory employees: 87
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 208
Individual clients: 0
High net worth clients: 0
Private funds: 21Schedule D 7.B(1)
Custody, client assets: $3.4B
SEC number: 801-60374
CIK: 1920120
CRD: 113608
Filings on the tape: 37
First filed: Mar 30, 2012
Latest filed: Jul 30, 2026
Organised: Corporation, DE
Website: bnpparibas-am.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 28

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ST. BERNARD OPPORTUNITY FUND I, LTD.	Hedge Fund	$898M	May 22, 2024	11	Mar 28, 2013	reported	n/a
ALLEGRO CLO IX, LTD.	Securitized Asset Fund	$538M	May 22, 2024	2	Mar 28, 2019	reported	n/a
ALLEGRO CLO XIII, LTD	Securitized Asset Fund	$501M	May 22, 2024	20	Mar 31, 2022	reported	n/a
ALLEGRO CLO XIV, LTD	Securitized Asset Fund	$500M	May 22, 2024	20	Mar 31, 2022	reported	n/a
ALLEGRO CLO V, LTD	Securitized Asset Fund	$457M	May 22, 2024	5	Mar 29, 2018	reported	n/a
ADAGIO IV CLO DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$441M	May 22, 2024	17	Mar 28, 2019	reported	n/a
ADAGIO IX CLO, DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$440M	May 22, 2024	20	Mar 31, 2022	reported	n/a
ADAGIO VII CLO, DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$437M	May 22, 2024	25	Mar 28, 2019	reported	n/a
ALLEGRO CLO VI, LTD.	Securitized Asset Fund	$432M	May 22, 2024	5	Mar 28, 2019	reported	n/a
ADAGIO IV CLO LIMITED	Securitized Asset Fund	$418M	Jul 26, 2018	17	Mar 30, 2016	dropped	n/a
ALLEGRO CLO II, LTD	Securitized Asset Fund	$403M	Jul 26, 2018	12	Mar 25, 2015	dropped	n/a
ALLEGRO CLO XV, LTD	Securitized Asset Fund	$400M	May 22, 2024	20	Mar 31, 2023	reported	n/a
ALLEGRO CLO XII, LTD	Securitized Asset Fund	$400M	May 22, 2024	20	Mar 31, 2021	reported	n/a
ALLEGRO CLO XI, LTD	Securitized Asset Fund	$396M	May 22, 2024	2	Mar 30, 2020	reported	n/a
ADAGIO VIII CLO, DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$382M	May 22, 2024	25	Mar 30, 2020	reported	n/a
ADAGIO V CLO DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$380M	May 22, 2024	9	Mar 30, 2017	reported	n/a
ALLEGRO CLO VIII, LTD.	Securitized Asset Fund	$379M	May 22, 2024	6	Mar 28, 2019	reported	n/a
ADAGIO VI CLO DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$376M	May 22, 2024	27	Mar 29, 2018	reported	n/a
ALLEGRO CLO VII, LTD.	Securitized Asset Fund	$374M	May 22, 2024	6	Mar 28, 2019	reported	n/a
ADAGIO X CLO DESIGNATED ACTIVITY COMPANY	Securitized Asset Fund	$367M	May 22, 2024	20	Mar 31, 2023	reported	n/a
ALLEGRO CLO X, LTD.	Securitized Asset Fund	$294M	May 22, 2024	2	Mar 30, 2020	reported	n/a
ALLEGRO CLO IV, LTD	Securitized Asset Fund	$260M	May 22, 2024	20	Mar 30, 2017	reported	n/a
ALLEGRO CLO II-S, LTD.	Securitized Asset Fund	$220M	May 22, 2024	28	Mar 28, 2019	reported	n/a
ALLEGRO CLO III, LTD	Securitized Asset Fund	$120M	Jan 11, 2023	16	Mar 30, 2016	dropped	n/a
ALLEGRO CLO I, LTD	Securitized Asset Fund	$73.7M	Feb 3, 2022	3	Mar 27, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AXA IM US GROUP HOLDING INC.	Shareholder	E	yes	04/2018	Mar 30, 2020	May 22, 2024
AXA INVESTMENT MANAGERS SA	Shareholder	E	yes	04/2018	Mar 30, 2012	May 22, 2024
AXA SA	Shareholder	E	yes	02/1999	Mar 30, 2012	May 22, 2024
BEZAULT, FLORIAN	HEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICAS	Na	yes	06/2021	Feb 1, 2022	May 22, 2024
DECOUX, MICHEL, HENRI	CHIEF COMPLIANCE OFFICER	Na	yes	08/2022	Feb 1, 2022	May 22, 2024
KIM, SAMUEL, SUNG HAN	CHIEF LEGAL OFFICER	Na	yes	01/2022	Feb 1, 2022	May 22, 2024
Menioux, Jean-Christophe	DIRECTOR / CHAIRMAN	Na	yes	10/2022	Sep 26, 2022	May 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARCHITAS FRANCE SA	n/a	n/a	n/a	N	yes	n/a
ARCHITAS MULTI-MANAGER EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
AXA , S.A.	n/a	n/a	n/a	Y	no	n/a
AXA COLPATRIA SEGUROS, S.A.	n/a	n/a	n/a	N	yes	n/a
AXA IM PRIME	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGEMENT MEXICO	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS ASIA (SINGAPORE) LTD.	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS ASIA LTD.	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS DEUTSCHLAND GMBH	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS GS LTD	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS IF	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS SWITZERLAND LTD.	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS UK LTD.	n/a	n/a	n/a	N	yes	n/a
AXA INVESTMENT MANAGERS, PARIS S.A.	n/a	n/a	n/a	N	yes	n/a
AXA REAL ESTATE INVESTMENT MANAGERS SGP	n/a	n/a	n/a	N	yes	n/a
U.S. VALUE-ADD REAL ESTATE CLUB GP, LLC	n/a	n/a	n/a	Y	no	n/a
XL GROUP INVESTMENTS LTD	n/a	n/a	n/a	N	yes	n/a
XL UNDERWRITING MANAGERS LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	46	no
Alpharetta	Ga	United States	23	no
Orinda	CA	United States	2	no
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$79B	$78B	167	87	5	21	n/a
2024	Mar 31, 2025	$91B	$76B	172	109	5	25	n/a
2023	Mar 29, 2024	$90B	$74B	182	116	4	22	$8.9B
2022	Mar 31, 2023	$88B	$71B	174	121	4	22	$9.1B
2021	Mar 31, 2022	$112B	$97B	166	101	4	21	$8.8B
2020	Mar 31, 2021	$94B	$93B	90	59	2	19	$6.8B
2019	Mar 30, 2020	$77B	$76B	90	59	2	19	$7.2B
2018	Mar 28, 2019	$66B	$65B	87	54	3	16	$6.1B
2017	Mar 29, 2018	$71B	$70B	83	47	2	10	$3.9B
2016	Mar 30, 2017	$71B	$71B	85	55	n/a	8	$3.0B
2015	Mar 30, 2016	$63B	$63B	80	49	n/a	6	$2.1B
2014	Mar 25, 2015	$62B	$62B	73	49	n/a	4	$1.1B
2013	Mar 27, 2014	$67B	$67B	61	47	n/a	3	$997M
2012	Mar 28, 2013	$60B	$60B	48	35	n/a	1	$377M
2011	Apr 30, 2012	$60B	$59B	n/a	n/a	n/a	1	$30.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$79B	$91B	-13.0%	$88B	-3.4%	167	172	6	5

Relationships

Advises (28)

→ ALLEGRO CLO V, LTDPrivate fundSecuritized Asset Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ ALLEGRO CLO VIII, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ALLEGRO CLO VI, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ADAGIO X CLO DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ ALLEGRO CLO XIV, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ ADAGIO V CLO DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ ALLEGRO CLO XIII, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ ADAGIO VI CLO DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ AXA IM U.S. HIGH YIELD FUND, LLCPrivate fundHedge Fund, IA
Mar 27, 2014 to presentfactForm ADV
→ ALLEGRO CLO XII, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ ALLEGRO CLO IV, LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ ALLEGRO CLO XI, LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ ADAGIO IV CLO DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ALLEGRO CLO II-S, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ALLEGRO CLO XV, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ ALLEGRO CLO X, LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ ADAGIO VIII CLO, DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ ADAGIO VII CLO, DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ALLEGRO CLO VII, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ST. BERNARD OPPORTUNITY FUND I, LTD.Private fundHedge Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ ALLEGRO CLO IX, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ ADAGIO IX CLO, DESIGNATED ACTIVITY COMPANYPrivate fundSecuritized Asset Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ ALLEGRO CLO III, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2016 to Jan 11, 2023factForm ADV
→ ALLEGRO CLO I, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 27, 2014 to Feb 3, 2022factForm ADV
→ AXA IM U.S. SHORT DURATION HIGH YIELD FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2019 to Mar 30, 2020factForm ADV
→ ALLEGRO CLO II, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 25, 2015 to Jul 26, 2018factForm ADV
→ ADAGIO IV CLO LIMITEDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2016 to Jul 26, 2018factForm ADV
→ AXA IM HIGH YIELD FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Sep 14, 2012factForm ADV

Affiliated with (5)

← AXA REAL ESTATE INVESTMENT MANAGERS US LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← AXA ROSENBERG INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← W.P. STEWART & CO., LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALLIANCE CORPORATE FINANCE GROUP INCRegistered adviserother investment adviser, common control
factForm ADV
← BARR ROSENBERG RESEARCH CENTER LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (7)

← KIM, SAMUEL, SUNG HANOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Feb 1, 2022 to May 22, 2024factForm ADV
← DECOUX, MICHEL, HENRIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 1, 2022 to May 22, 2024factForm ADV
← BEZAULT, FLORIANOwnerHEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICAS, ownership code NA, individual
Feb 1, 2022 to May 22, 2024factForm ADV
← Menioux, Jean-ChristopheOwnerDIRECTOR / CHAIRMAN, ownership code NA, individual
Sep 26, 2022 to May 22, 2024factForm ADV
← AXA IM US GROUP HOLDING INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2020 to May 22, 2024factForm ADV
← AXA INVESTMENT MANAGERS SAOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to May 22, 2024factForm ADV
← AXA SAOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to May 22, 2024factForm ADV

Dated events

Occurred
Jan 11, 2023
Control person left
Paul David Atterbury (Chief Operating Officer) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Steven Frank Linneen (Head Of Us Commercial Real Estate Debt) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Davis Stephen Mccarthy (Head Of North America Real Assets) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Lawrence David Smith (Head Of Us Trading; Global Head Of Trading & Administrative Officer, Equity Qi) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Bruno Pradal (Chief Technology Officer & Head Of Us, Equity Qi) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Louis John Dipippo (Head Of It Proximity Services -- Usa) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Paul Michael Graham (Head Of Us High Yield) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
David Fourgoux (Head Of Us Buy & Maintain; Head Of Us Ig Insurance Investments) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Yannick Le Serviget (Head Of Us Structured Finance; Global Head Of Leveraged Loans & Private Debt) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Barbora Sherriff (Hr Business Partner For America) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2023
Control person left
Louise Caryn Lombardi (Director, Finance & Operations, Us Equity, Real Assets) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-09-26, absent 2023-01-11)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Control person joined
Jean-Christophe Menioux (Director / Chairman) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Sep 23, 2022
Control person left
Godefroy De Colombe (Director / Interim Head Of Axa Im Inc) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2022-08-31, absent 2022-09-23)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person left
Marcello Arona (Director) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2021-03-31, absent 2022-02-01)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Florian Bezault (Head Of Axa Im Americas - Regional Cfo Americas) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Steven Frank Linneen (Head Of Us Commercial Real Estate Debt) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Davis Stephen Mccarthy (Head Of North America Real Assets) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Sung Han Samuel Kim (Chief Legal Officer) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Henri Michel Decoux (Us Chief Risk Officer) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Lawrence David Smith (Head Of Us Trading; Global Head Of Trading & Administrative Officer, Equity Qi) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Bruno Pradal (Chief Technology Officer & Head Of Us, Equity Qi) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Louis John Dipippo (Head Of It Proximity Services -- Usa) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Paul Michael Graham (Head Of Us High Yield) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
David Fourgoux (Head Of Us Buy & Maintain; Head Of Us Ig Insurance Investments) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Yannick Le Serviget (Head Of Us Structured Finance; Global Head Of Leveraged Loans & Private Debt) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Barbora Sherriff (Hr Business Partner For America) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Control person joined
Louise Caryn Lombardi (Director, Finance & Operations, Us Equity, Real Assets) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Martin Travis Pauley (Regional Head Of Compliance) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2020-03-30, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Gerald Harlin (Chairman And Director) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2020-03-30, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Gerald Harlin (Chairman And Director) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Godefroy De Colombe (Director) appeared on Schedule A of Axa Investment Managers Us Inc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Andrea Paolo Rossi (Chairman And Director) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2019-03-28, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Gilou Joseph Pinto (Director) no longer on Schedule A of Axa Investment Managers Us Inc (listed 2019-03-28, absent 2020-03-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcb6e127-8c60-1cda-c431-974ab2b91b99
First observed: Mar 30, 2012
Last observed: Jul 30, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXA INVESTMENT MANAGERS US INC

CRD 113608

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcb6e127-8c60-1cda-c431-974ab2b91b99

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ST. BERNARD OPPORTUNITY FUND I, LTD.

Hedge Fund

$898M

May 22, 2024

Mar 28, 2013

reported

n/a

ALLEGRO CLO IX, LTD.

Securitized Asset Fund

$538M

May 22, 2024

Mar 28, 2019

reported

n/a

ALLEGRO CLO XIII, LTD

Securitized Asset Fund

$501M

May 22, 2024

Mar 31, 2022

reported

n/a

ALLEGRO CLO XIV, LTD

Securitized Asset Fund

$500M

May 22, 2024

Mar 31, 2022

reported

n/a

ALLEGRO CLO V, LTD

Securitized Asset Fund

$457M

May 22, 2024

Mar 29, 2018

reported

n/a

ADAGIO IV CLO DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$441M

May 22, 2024

Mar 28, 2019

reported

n/a

ADAGIO IX CLO, DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$440M

May 22, 2024

Mar 31, 2022

reported

n/a

ADAGIO VII CLO, DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$437M

May 22, 2024

Mar 28, 2019

reported

n/a

ALLEGRO CLO VI, LTD.

Securitized Asset Fund

$432M

May 22, 2024

Mar 28, 2019

reported

n/a

ADAGIO IV CLO LIMITED

Securitized Asset Fund

$418M

Jul 26, 2018

Mar 30, 2016

dropped

n/a

ALLEGRO CLO II, LTD

Securitized Asset Fund

$403M

Jul 26, 2018

Mar 25, 2015

dropped

n/a

ALLEGRO CLO XV, LTD

Securitized Asset Fund

$400M

May 22, 2024

Mar 31, 2023

reported

n/a

ALLEGRO CLO XII, LTD

Securitized Asset Fund

$400M

May 22, 2024

Mar 31, 2021

reported

n/a

ALLEGRO CLO XI, LTD

Securitized Asset Fund

$396M

May 22, 2024

Mar 30, 2020

reported

n/a

ADAGIO VIII CLO, DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$382M

May 22, 2024

Mar 30, 2020

reported

n/a

ADAGIO V CLO DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$380M

May 22, 2024

Mar 30, 2017

reported

n/a

ALLEGRO CLO VIII, LTD.

Securitized Asset Fund

$379M

May 22, 2024

Mar 28, 2019

reported

n/a

ADAGIO VI CLO DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$376M

May 22, 2024

Mar 29, 2018

reported

n/a

ALLEGRO CLO VII, LTD.

Securitized Asset Fund

$374M

May 22, 2024

Mar 28, 2019

reported

n/a

ADAGIO X CLO DESIGNATED ACTIVITY COMPANY

Securitized Asset Fund

$367M

May 22, 2024

Mar 31, 2023

reported

n/a

ALLEGRO CLO X, LTD.

Securitized Asset Fund

$294M

May 22, 2024

Mar 30, 2020

reported

n/a

ALLEGRO CLO IV, LTD

Securitized Asset Fund

$260M

May 22, 2024

Mar 30, 2017

reported

n/a

ALLEGRO CLO II-S, LTD.

Securitized Asset Fund

$220M

May 22, 2024

Mar 28, 2019

reported

n/a

ALLEGRO CLO III, LTD

Securitized Asset Fund

$120M

Jan 11, 2023

Mar 30, 2016

dropped

n/a

ALLEGRO CLO I, LTD

Securitized Asset Fund

$73.7M

Feb 3, 2022

Mar 27, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AXA IM US GROUP HOLDING INC.

Shareholder

yes

04/2018

Mar 30, 2020

May 22, 2024

AXA INVESTMENT MANAGERS SA

Shareholder

yes

04/2018

Mar 30, 2012

May 22, 2024

AXA SA

Shareholder

yes

02/1999

Mar 30, 2012

May 22, 2024

BEZAULT, FLORIAN

HEAD OF AXA IM AMERICAS - REGIONAL CFO AMERICAS

yes

06/2021

Feb 1, 2022

May 22, 2024

DECOUX, MICHEL, HENRI

CHIEF COMPLIANCE OFFICER

yes

08/2022

Feb 1, 2022

May 22, 2024

KIM, SAMUEL, SUNG HAN

CHIEF LEGAL OFFICER

yes

01/2022

Feb 1, 2022

May 22, 2024

Menioux, Jean-Christophe

DIRECTOR / CHAIRMAN

yes

10/2022

Sep 26, 2022

May 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARCHITAS FRANCE SA

n/a

yes

n/a

ARCHITAS MULTI-MANAGER EUROPE LIMITED

n/a

yes

n/a

AXA , S.A.

n/a

AXA COLPATRIA SEGUROS, S.A.

n/a

yes

n/a

AXA IM PRIME

n/a

yes

n/a

AXA INVESTMENT MANAGEMENT MEXICO

n/a

yes

n/a

AXA INVESTMENT MANAGERS ASIA (SINGAPORE) LTD.

n/a

yes

n/a

AXA INVESTMENT MANAGERS ASIA LTD.

n/a

yes

n/a

AXA INVESTMENT MANAGERS DEUTSCHLAND GMBH

n/a

yes

n/a

AXA INVESTMENT MANAGERS GS LTD

n/a

yes

n/a

AXA INVESTMENT MANAGERS IF

n/a

yes

n/a

AXA INVESTMENT MANAGERS JAPAN LTD.

n/a

yes

n/a

AXA INVESTMENT MANAGERS SWITZERLAND LTD.

n/a

yes

n/a

AXA INVESTMENT MANAGERS UK LTD.

n/a

yes

n/a

AXA INVESTMENT MANAGERS, PARIS S.A.

n/a

yes

n/a

AXA REAL ESTATE INVESTMENT MANAGERS SGP

n/a

yes

n/a

U.S. VALUE-ADD REAL ESTATE CLUB GP, LLC

n/a

XL GROUP INVESTMENTS LTD

n/a

yes

n/a

XL UNDERWRITING MANAGERS LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Alpharetta

United States

Orinda

United States

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$79B

$78B

167

n/a

2024

Mar 31, 2025

$91B

$76B

172

109

n/a

2023

Mar 29, 2024

$90B

$74B

182

116

$8.9B

2022

Mar 31, 2023

$88B

$71B

174

121

$9.1B

2021

Mar 31, 2022

$112B

$97B

166

101

$8.8B

2020

Mar 31, 2021

$94B

$93B

$6.8B

2019

Mar 30, 2020

$77B

$76B

$7.2B

2018

Mar 28, 2019

$66B

$65B

$6.1B

2017

Mar 29, 2018

$71B

$70B

$3.9B

2016

Mar 30, 2017

$71B

n/a

$3.0B

2015

Mar 30, 2016

$63B

n/a

$2.1B

2014

Mar 25, 2015

$62B

n/a

$1.1B

2013

Mar 27, 2014

$67B

n/a

$997M

2012

Mar 28, 2013

$60B

n/a

$377M

2011

Apr 30, 2012

$60B

$59B

n/a

$30.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$79B

$91B

-13.0%

$88B

-3.4%

167

172